- Highmark Health (Buffalo, NY)
- … guidelines. + Negotiates on behalf of the organization in third-party, regulatory and/or compliance engagements to ensure appropriate security, audit, ... This job is responsible for the day-to-day direction of all risk and compliance assessment activities of Highmark Health across a broad range of frameworks including… more
- TD Bank (New York, NY)
- … compliance across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair… more
- Bloomberg (New York, NY)
- …responsibilities * Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for privacy, for example, the mapping ... Senior Compliance Officer - Data Privacy - Legal &...complex issues that come with being the world's leading financial news and information company. Our team is made… more
- Humana (Albany, NY)
- …leadership and support regarding value-based program development and administration + Ensures compliance with all Commonwealth regulatory financial reporting ... financial drivers, and forecasting including headcount planning to ensure compliance with Commonwealth requirements + Performs financial impact analysis for… more
- JPMorgan Chase (New York, NY)
- …MBA or law degree, depending on work experience + 5+ years of relevant experience in financial services compliance + Knowledge of SEC, FINRA, OCC and CFTC ... + Provide real-time advice and challenge to business management and staff on regulatory and compliance issues + Conduct "second line" monitoring of businesses… more
- CIBC (New York, NY)
- …designed to evaluate the design and effectiveness of business controls in meeting regulatory compliance . This position primarily supports the US Capital Markets ... **Employment Type** Regular **Weekly Hours** 40 **Skills** Compliance Reporting, Compliance Testing, Decision Making, Regulatory Compliance , Risk… more
- American Express (New York, NY)
- …policies, regulatory frameworks, and/or operational standards * Experience within financial services industry * Strong analytical and problem-solving skills, ... crime risk framework * Work with 2LOD Global Financial Crimes Compliance (GFCC) and 1LOD ...issues across financial crimes for US Consumer Services * Monitor trends, and regulatory changes… more
- Guardian Life (New York, NY)
- …areas to perform high quality, value-added projects assessing the firm's overall regulatory compliance in various business functional areas. + Assist the ... the Compliance team to ensure that various compliance and regulatory processes and procedures are...and efficiencies. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and… more
- Scotiabank (New York, NY)
- …You'll Do** + Scope and execute compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on the ... of investment banking, credit and risk management products and services relevant to the financing and strategic development needs...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- Mizuho Corporate Bank (New York, NY)
- … Crimes Compliance or related function at a globally diversified financial services organization. + Experience in BSA/AML transaction monitoring function; ... US subsidiary bank, Mizuho Bank (USA) and also provides compliance support services to Mizuho Americas LLC,...of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries… more