- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... recommends demarketing clients, as appropriate; and creates supporting documentation in compliance with policies, procedures, and regulatory requirements. To be… more
- Capital One (New York, NY)
- …in the role of auditor-in-charge. + 4+ years of experience in banking, in the financial services industry, in a professional services firm serving clients in ... + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... Financing (including Subscription Financing and Asset-based lending), FX/Derivatives, and Operational services . The role within the Financial Institutions Group… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... alternative points of view + Leads the development/implementation of new financial models, operating service standards, methodologies, frameworks and paradigms… more
- City National Bank (New York, NY)
- …of business partners. * May possesses a BA or equivalent 8 years of experience in financial services or an MBA and 3-5 years of experience. * May possess CFP, ... review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial ...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about… more
- PVH Corp. (New York, NY)
- …tax provision (monthly/quarterly/annual), including all related tax journal entries and financial statement disclosures in compliance with US GAAP reporting. ... over tax processes. + Expertise in addressing external auditor inquiries, compliance with regulatory requirements, and ensuring audit readiness/transparency. +… more
- Rochester Institute of Technology (Rochester, NY)
- …assist the SRS Director and SRS staff on both pre-and post award non- financial compliance issues on specific research projects, including research misconduct ... advanced experience with the administration of university or corporate regulatory compliance , including externally sponsored academic research, **OR**… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... As Vice President of Financial Crimes Modelling and Analytics, you will act...regulators, standard-setters (FATF), and law enforcement, identifying products and services that require TM, and mapping those risks and… more
- CUNY (New York, NY)
- …SEOG programs, including staff training, awarding processes, and record auditing to ensure regulatory compliance . + Implement and monitor best practices in ... financial aid operations, maintaining full compliance with federal, state, and CUNY regulations-particularly those governing Pell, SEOG, and TEACH programs. +… more
- MTA (New York, NY)
- …+ Ensure compliance by Department with accepted recommendations from Audit Services , MTA Inspector General, External Auditors and others. + Conduct analysis of ... Compliance Director Job ID: 10801 Business Unit: MTA...corrective action plans. + As necessary, interfaces with Audit Services and MTA Inspector General on areas of concerns… more