- American Express (New York, NY)
- …laws, regulations, and internal policies + Familiarity with Federal regulations and financial services regulatory environment + Experience drafting and ... impact in this role?** **Manager & Counsel - Small Business Card Products and Regulatory Initiatives** The US Commercial Services team of the General Counsel's… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services , Department of Title Assistant Deputy Superintendent for Cybersecurity Law & Policy, NS Occupational Category Administrative ... 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable,...in one or more of the following fields: o Regulatory compliance o Investigations o Enforcement *… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... robust controls to ensure model accuracy and stability across economic cycles. ** Regulatory Compliance & Collaboration** + Support responses to regulatory… more
- Marex (New York, NY)
- …and risks in a quick and decisive manner. + Comprehensive knowledge of the financial service markets and relevant regulatory requirements + Substantial ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity,...P&L, requiring analysis of markets and products. + Ensuring compliance with the company's regulatory requirements under… more
- TD Bank (New York, NY)
- …Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, ... implementation/capital analysis, change management, Privacy, AML, LCM and other regulatory issues), in addition to core functions + May...banking experience or are just starting your career in financial services , we can help you realize… more
- Amazon (New York, NY)
- …coordinating with the authorities that have jurisdiction (AHJ) on the project to ensure regulatory compliance and smooth job execution. *Advise on the impact of ... package, in addition to a full range of medical, financial , and/or other benefits. For more information, please visit… more
- The Salvation Army (West Nyack, NY)
- …the collection and resale of gently used goods we are able to provide the financial support to assist men and women with a variety of social and spiritual ... and other software to record and analyze activity and compliance . In conjunction with operational leads in the field,...the field, ensure observance of DOT, OSHA and other regulatory and safety standards by communicating and encouraging regular… more
- Mount Sinai Health System (New York, NY)
- …of the healthcare team to develop a cohesive unit leadership group. 4. Maintains service line compliance with all regulatory agency mandates, including the ... or groups of units to ensure that all activity (staffing, support services , inter disciplinary collaboration, resources and financial viability) supports the… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- US Tech Solutions (New York, NY)
- …and emerging regulations. + Experience with managing privacy/security, financial services , and/or content audit programs. For example, regulatory audits (eg, ... code reviews, application security testing + Experience with designing and operationalizing regulatory compliance programs for new and emerging regulations +… more