- TD Bank (New York, NY)
- …Wholesale Banking Finance Group is responsible for developing and delivering financial strategy, information, and management support within TD Securities (TDS). A ... and governance related to maintaining and monitoring sound internal controls over financial reporting, disclosure and other financial and operational processes… more
- Manulife (New York, NY)
- …Know Your Client onboarding activities and knowledge of relevant rules applicable to financial services firms (AMLTF, PCMLTF, US Title 31, FINTRAC/FINCEN, OSFI, ... **Education:** + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices… more
- CIBC (New York, NY)
- …are** + **You have a Bachelor's degree and /or** **2-5 years of relevant financial industry experience.** Experience in a client service role within Wealth ... more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) As a **Client Service Associate /** **Senior Client Service Associate** , you… more
- TD Bank (New York, NY)
- …products and services , and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of ... best practices. + Maintain a comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to… more
- Walmart (Herkimer, NY)
- …+ Adhere to stringent safety, security, and integrity protocols, + Ensuring compliance with corporate policies and regulatory requirements at local, federal, ... the grounds year-round.** **At Walmart, we're committed to providing exceptional services that enhance the customer experience and maintain our facilities to… more
- Richmond Community Services (Mount Kisco, NY)
- Lead with Compassion. Manage with Purpose. At Richmond Community Services , we empower individuals with developmental disabilities to live rich, full lives. We are ... + Develop and implement Comprehensive Functional Assessments (CFAs), goals, and services using the PCP approach. + Oversee medical care coordination with… more
- American Express (New York, NY)
- …+ Experience in risk management, preferably within a second-line function in financial services , and understands critical risk management lifecycle activities + ... safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Sodexo (New York, NY)
- …decision-making. + Drive best-in-class operational protocols to maximize efficiency and service quality, ensuring regulatory compliance , operational ... cross-functional teams, and drive innovation **while maintaining an** unwavering commitment to compliance , service excellence, and financial performance **.… more
- City of New York (New York, NY)
- …at nyc.gov/dcas to learn more about the work we do. DCAS' Audit & Compliance Services unit (ACS) resides within the Commissioner's Office. ACS assists management ... of DCAS contracted vendors and Requirement Vendor Citywide contracts. DCAS's Audit & Compliance Services (ACS) consists of the following: - Engineering Audit; -… more
- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal… more