- City of New York (New York, NY)
- …at nyc.gov/dcas to learn more about the work we do. DCAS' Audit & Compliance Services unit (ACS) resides within the Commissioner's Office. ACS assists management ... of DCAS contracted vendors and Requirement Vendor Citywide contracts. DCAS's Audit & Compliance Services (ACS) consists of the following: - Engineering Audit; -… more
- Lincoln Financial (Albany, NY)
- …you will lead and execute risk-based audits focusing on operational processes and regulatory compliance across the company. In this role, you will provide ... (such as privacy and anti-money laundering regulations). * Strong knowledge of financial services , specifically the insurance industry and the key drivers… more
- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal… more
- JPMorgan Chase (New York, NY)
- …capabilities and skills** + Bachelor degree and 8+ years of experience in financial services with particular focus on credit/counterparty and/or market risk ... **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the...topics. **Job Description** As part of Risk Management and Compliance , you are at the center of keeping JPMorgan… more
- Capco, a Wipro Company (New York, NY)
- …their careers **What You'll Bring with You:** + 10+ years of risk management and/or regulatory experience within the financial services sector, minimum of 3 ... Team:** As a member of the Finance, Risk, and Compliance ("FRC") group at Capco you will play a...to large scale change initiatives, for leading clients across financial services . Capco FRC is a global… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Assistant Deputy Superintendent for Field Examination, NS Occupational Category Administrative or ... 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable,...of clerical support staff;* Consulting with federal and state regulatory agencies EIC and team leaders on joint and… more
- American Express (New York, NY)
- …in audit work. Preferred Qualifications: + Relevant audit experience within financial services industry + Relevant audit and professional certifications ... risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics,… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Executive Deputy Superintendent for Insurance, NS Occupational Category Administrative or General ... New York State NY Zip Code 10004 Duties Description The New York Department of Financial Services (DFS) seeks to build an equitable, transparent and resilient … more
- Santander US (New York, NY)
- …**Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest ... + Prepare detailed Model Development Documentation (MDD) to ensure regulatory compliance . **Risk Analytics & Model...in market risk model development and/or validation within the financial services industry is highly desired. +… more
- Bassett Healthcare (Cooperstown, NY)
- …core functions (demographic and financial screening, insurance eligibility and verification, regulatory and compliance monitoring) of front desk services ... in accordance with standard operating procedure to support reimbursement and regulatory compliance and patient care. When appropriate prior authorizations… more