- Manulife (New York, NY)
- …Know Your Client onboarding activities and knowledge of relevant rules applicable to financial services firms (AMLTF, PCMLTF, US Title 31, FINTRAC/FINCEN, OSFI, ... **Education:** + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices… more
- Scotiabank (New York, NY)
- …the US Liquidity Reporting & Analytics team for Scotiabank ensuring regulatory compliance , enhancing liquidity reporting analytics, driving data integrity, ... of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but… more
- Bank of America (New York, NY)
- …understanding of the data regulations, compliance and risk environment in financial services . + Data maturity assessments planning and rollout. + Execution ... of accountabilities. + Successful delivery in a cross functional team environment in financial services - business, technology, compliance and risk. +… more
- M&T Bank (Buffalo, NY)
- …of training throughout the one-year assignment to learn banking, basic financial skills, technical skills, and leadership/interpersonal skills. Develop a solid ... and/or that serve to help the Company be in compliance with laws and regulations that apply to the...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- M&T Bank (Buffalo, NY)
- …Leasing, while remaining compliant with Department procedures, Corporate policies, Compliance , Audit and legal requirements. Maintains an in-depth knowledge of ... contact point with Commercial bank, internal business partners and or other financial institutions; respond to and/or initiate complex requests related to these… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Assistant Deputy Superintendent for Cybersecurity Law & Policy, NS Occupational Category Administrative ... 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable,...in one or more of the following fields: o Regulatory compliance o Investigations o Enforcement *… more
- Sunrise Senior Living (Brooklyn, NY)
- …cost associated with all Sunrise resident care programs. **Quality Assurance and Regulatory Compliance ** + Ensure that the community follows all federal, ... services . + Strive for excellent quality care and service delivery as measured in the Quality Assurance (QA)... with Sunrise expectations for QA Audits and other regulatory compliance . + Partner with leadership team… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- TD Bank (New York, NY)
- …and Field Personnel needs + Extensive understanding of current compliance and regulatory issues related to US Securities and financial markets (OCC, SEC, ... you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership… more
- Mount Sinai Health System (New York, NY)
- …of the healthcare team to develop a cohesive unit leadership group. 4. Maintains service line compliance with all regulatory agency mandates, including the ... or groups of units to ensure that all activity (staffing, support services , inter disciplinary collaboration, resources and financial viability) supports the… more