- TD Bank (New York, NY)
- …Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, ... implementation/capital analysis, change management, Privacy, AML, LCM and other regulatory issues), in addition to core functions + May...banking experience or are just starting your career in financial services , we can help you realize… more
- TD Bank (Montague, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... teller line or on the platform while uncovering customer financial needs and educating on products, services ... compliance /risk and control programs + Ensures ongoing compliance with internal/external audit and regulatory requirements.… more
- TD Bank (New York, NY)
- …of experience in enterprise voice, communications infrastructure, or product management in financial services . + Strong technical knowledge of voice recording ... root cause analysis and remediation of infrastructure incidents and capacity risks. ** Compliance & Regulatory Alignment** + Ensure infrastructure adheres to… more
- Humana (Albany, NY)
- …with SOX 404 requirements. + Collaborate cross-functionally with Finance, Legal, Treasury, and Regulatory Financial Reporting, et al to align tax accounting with ... under both ASC 740 and SSAP 101, supporting our financial integrity and regulatory obligations. The ideal...under ASC 740 and SSAP 101, ensuring accuracy and compliance with US GAAP and statutory accounting principles. +… more
- APTIM (New York, NY)
- …Title V, New Source Review, and Permits by Rule--as well as compiling regulatory compliance reports such as annual emissions inventories and Title V, ... Provide post-deployment support, data management, and technical troubleshooting + Oversee regulatory compliance for permitting and emissions, including preparing… more
- M&T Bank (Buffalo, NY)
- …Leasing, while remaining compliant with Department procedures, Corporate policies, Compliance , Audit and legal requirements. Maintains an in-depth knowledge of ... contact point with Commercial bank, internal business partners and or other financial institutions; respond to and/or initiate complex requests related to these… more
- AON (NY)
- … financial terms, and customer experience outcomes. + Understanding of regulatory environments, insurance product lifecycles, and compliance standards. + ... financial terms, and customer experience outcomes. + Understanding of regulatory environments, insurance product lifecycles, and compliance standards. +… more
- HSBC (New York, NY)
- …essential + Solid and proven relevant work experience within the banking / financial services industry + Demonstrates thorough knowledge and/or a proven record ... HSBC and regulatory standards, policies and practices; report control weaknesses, compliance breaches and operational loss events **Management of Risk** + Apply … more
- Leviton (Melville, NY)
- …development projects and supporting project teams in securing and maintaining product regulatory compliance . This individual will collaborate with virtually all ... closely with Engineering and Product Management to secure and maintain product regulatory compliance Provides guidance to product development teams regarding… more
- Manulife (New York, NY)
- …Know Your Client onboarding activities and knowledge of relevant rules applicable to financial services firms (AMLTF, PCMLTF, US Title 31, FINTRAC/FINCEN, OSFI, ... **Education:** + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices… more
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