- Citigroup (New York, NY)
- …Finance, Risk and Controls, Regulatory or Consulting roles, in financial service + Demonstrated experience of change management with program/project ... expertise. A deep understanding of enterprise risk processes and reports within the financial services industry along with a comprehensive understanding of data… more
- HUB International (New York, NY)
- …Regulatory Compliance ** + Ensure compliance with all regulatory requirements related to financial disclosures, including SEC filings, earnings ... information clearly. + High integrity and commitment to ethical behavior and full compliance with all regulatory requirements. + Experience working with C-level… more
- HSBC (New York, NY)
- …and governance frameworks across the US to ensure effective risk management and regulatory compliance + Provide direction and guidance on incorporating risk and ... performance and experience in a leadership role + Extensive knowledge of financial services performance and reward practices in global organisations, including… more
- Citigroup (New York, NY)
- …program priorities **Qualifications:** + 3+ years of relevant experience in CRA, regulatory compliance , risk governance, banking product or a similar analytical ... provides consumers, corporations, governments, and institutions with a broad range of financial products and services , including consumer banking and credit,… more
- MUFG (New York, NY)
- …and regulatory requirements including but not limited to: Federal Financial Institutions Examinations Council (FFIEC), Office of the Comptroller of the Currency ... (OCC), Financial Industry Regulatory Authority (FINRA), Federal Reserve, and the Sound Practices to Operational Resilience + Knowledge of technology… more
- Bassett Healthcare (Laurens, NY)
- …core functions (demographic and financial screening, insurance eligibility and verification, regulatory and compliance monitoring) of front desk services ... in accordance with standard operating procedure to support reimbursement and regulatory compliance and patient care. When Appropriate prior authorizations… more
- Broadridge Financial Solutions (New York, NY)
- …product vision, strategy, and roadmap for assigned fintech productsprioritizing innovation, growth, regulatory compliance , and speed to market. + Drive the ... in product management, direct leadership over product teams preferred. Experience in financial services or fintech strongly preferred. + Direct experience… more
- SMBC (New York, NY)
- …**Qualifications and Skills** + 7+ years of experience in financial services , with a focus on risk management, compliance , or transaction banking. ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- American Express (New York, NY)
- …risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, ... findings and regulatory gaps. This involves reviewing applicable regulatory requirements, assessing/confirming compliance gaps, and evaluating management's… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... of market risk models, and a solid grasp of financial markets as well as US regulatory ...finance to drive team's deliverables and priorities. + Ensure compliance with regulatory requirements and industry best… more