- MTA (New York, NY)
- …monitoring, auditing, and reporting programs to evaluate effectiveness and ensure regulatory compliance . Support and help enforce the Respiratory Protection ... documents. Provide technical expertise during procurement to ensure vendor qualifications and regulatory compliance for hazardous work. + Maintain and apply… more
- JPMorgan Chase (New York, NY)
- Unlock your potential and dive deep into market analytics and product compliance . Harness your expertise to build pivotal relationships, identify areas of ... team, you contribute significantly to your team's success and test the regulatory requirements for our products. You will work across the organization, build… more
- Bassett Healthcare (Milford, NY)
- …core functions (demographic and financial screening, insurance eligibility and verification, regulatory and compliance monitoring) of front desk services ... in accordance with standard operating procedure to support reimbursement and regulatory compliance and patient care. When Appropriate prior authorizations… more
- SMBC (New York, NY)
- …**Qualifications and Skills** + 7+ years of experience in financial services , with a focus on risk management, compliance , or transaction banking. ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- Lincoln Financial (Albany, NY)
- …of 10+ years' experience as an attorney preferably either at a law firm or financial services company + Experience with the tax treatment of life and annuities ... such as contracts, prospectuses, policies, and proposals - Experience in a financial services /insurance organization is preferred - Demonstrated ability to… more
- Broadridge Financial Solutions (New York, NY)
- …product vision, strategy, and roadmap for assigned fintech productsprioritizing innovation, growth, regulatory compliance , and speed to market. + Drive the ... in product management, direct leadership over product teams preferred. Experience in financial services or fintech strongly preferred. + Direct experience… more
- Tompkins Community Bank (Mount Kisco, NY)
- …+ Business Development + Prospect for new clients and introduce them to services provided by Tompkins Financial Advisors. + Foster relationships with centers ... maintaining client relationships by delivering comprehensive wealth planning and coordinated financial strategies aligned with each client's goals and values. This… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... of policies, procedures and controls, for all department processes. Ensure ongoing compliance with internal / external audit and regulatory requirements. Provide… more
- American Express (New York, NY)
- …risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, ... findings and regulatory gaps. This involves reviewing applicable regulatory requirements, assessing/confirming compliance gaps, and evaluating management's… more
- TIAA (New York, NY)
- …company fueled by world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than ever before for our ... completing program requirements, maintaining the program and procedures, and reviewing regulatory requirements to ensure compliance . **Key Responsibilities and… more