- KeyBank (Amherst, NY)
- …of the operational, technical, and functional structure of financial services organizations, banking systems, and compliance programs obtained through prior ... continuous monitoring of Asset Management engagements to evaluate Key's compliance with regulatory requirements. The Director must...roles in wealth management, trust, or fiduciary services risk management, compliance , or testing (eg… more
- Stony Brook University (Stony Brook, NY)
- …. The Cancer Center Registrar reviews registrations for completeness, obtains regulatory consents, and ensures financial clearance is complete, collecting ... completing varied, diverse and specialized duties to support the Revenue Cycle, Compliance and Patient Experience by accurately and efficiently completing tasks in… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- American Express (New York, NY)
- …Audit Group (IAG) has reinvented our audit process and is leading the financial services industry with our Audit NextGen, Data-Driven Continuous Auditing, and ... years Experience leading audit teams at a Big 4 public accounting firm within the financial services industry OR at a category I, II or III global systematically… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... Job Description The Compliance function manages compliance and regulatory risk by establishing...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- BMO Financial Group (New York, NY)
- Our ideal candidate should possess experience in handling various financial instruments such as equity, derivatives, structured liquidity derivatives, trading ... metrics, and program standards for the assigned portfolio to ensure compliance and effective monitoring, timely reporting and identification of action plans.… more
- TEKsystems (New York, NY)
- …, with a strong focus on regulatory risk assessments and institutional financial services . - Regs Focused on: Securities Exchange Act of 1934, FINRA ... tailored to broker-dealer activities, including policies, procedures, control testing, and regulatory reporting. - Align compliance efforts with enterprise risk… more
- WMCHealth (Suffern, NY)
- …patient accounts financial statements, statistical reports, and other related financial information. The Accountant compiles data for regulatory reporting in ... to administrators. * Assists with preparation of federal, state, and other regulatory reports, ensuring compliance with established guidelines. * Keeps informed… more
- Carrington (Albany, NY)
- …+ One (1) or more years of experience in the financial services industry; mortgage servicing, auditing, finance, compliance or vendor management work ... volume of documentation to complete existing vendor's annual review in accordance with regulatory compliance and internal policy. + Monitor, track and conduct… more
- The Arc Erie County NY (Williamsville, NY)
- …initiatives that increase revenue, expand services , and strengthen long-term financial stability. + Achieve targeted growth in service reach, community ... + Regulatory Knowledge - Understands OPWDD, Medicaid, and educational compliance requirements. + Leadership - Guides and motivates staff, builds team… more