- Siebert Williams Shank (New York, NY)
- …and support senior bankers in business development efforts. SWS is a full- service investment banking and financial services company dual-headquartered ... are a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the...all activities and duties are carried out in full compliance with regulatory requirements and internal policies… more
- Sunrise Senior Living (Glen Cove, NY)
- …the Driver job description and understand the key essential duties for safety and regulatory compliance . **ABOUT SUNRISE** Ready to take the next step and make ... Administration, Recruitment Administration and Process, Information Monitoring/Process and Systems, Financial Systems Close and Management, Business Processes-Key Controls, Technical/Professional… more
- Mount Sinai Health System (Long Island City, NY)
- …and clinical oversight to ensure that all activity (staffing, support services , inter disciplinary collaboration, resources and financial viability) supports ... collaboratively with physician dyads and the healthcare team to promote patient care and regulatory standards. 4.Maintains a nursing unit in compliance with all … more
- City National Bank (New York, NY)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... Residential Mortgage Analyst/ QC Lead plays a critical role in ensuring compliance , risk mitigation, and operational efficiency across the Mortgage Division. This… more
- AIG (New York, NY)
- …producer licensing, reinsurance, legacy liabilities, and data/privacy risks. + Partner with regulatory and compliance teams to assess and address regulatory ... to offer benefits focused on your health, wellbeing and financial security-as well as your professional development-to bring peace...an email to ###@aig.com. Functional Area: LG - Legal, Regulatory & Gov't Affairs AIG Employee Services ,… more
- Constructive Partnerships Unlimited (Queens, NY)
- …services field. 2. Minimum 1 year experience in developmental disabilities and/or regulatory compliance . 3. Thorough knowledge of City, State and Federal ... & monitoring of the program plans for people receiving services and for ensuring that all people receiving ... with all Agency personnel, as well as outside service providers. POSITION DUTIES: Operations: 1. Actively promote the… more
- Constructive Partnerships Unlimited (Brooklyn, NY)
- …services field. + Minimum 1 year experience in developmental disabilities and/or regulatory compliance . + Thorough knowledge of City, State and Federal ... and monitoring of the program plans for people receiving services Shift Worked: Monday - Friday [Varied Hours] Weekly... with all Agency personnel, as well as outside service providers. POSITION DUTIES: Operations: + Actively promote the… more
- JPMorgan Chase (New York, NY)
- …can be found at: http://mortgage.nationwidelicensingsystem.org/SAFE/Pages/default.aspx Chase is a leading financial services firm, helping nearly half of ... this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial...the branch team by providing training on products and services . + Works together with bankers, meeting with their… more
- UHS (Norwich, NY)
- …exceptional customer service to UHS employees, medical staff, patients, and regulatory agencies. Your work will directly impact the quality of care in our ... with regulatory and hospital standards + Completes and ensures compliance with incident reporting policies and procedures + Performs other related duties… more
- Robert Half Technology (New York, NY)
- …with a minimum of 3 years in foreign banking or financial services . * Demonstrated expertise in engaging with regulatory bodies and managing remediation ... role requires a strong understanding of IT risk management, regulatory compliance , and audit methodologies. The ideal...such as NIST and ISO 27001. * Familiarity with financial compliance regulations, including OFAC and related… more