• Lead Events Management Specialist, Investment…

    Wells Fargo (New York, NY)
    …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... + Experience implementing full cycle multi-day event plans within the financial services sector + Experience developing innovative event strategies… more
    Wells Fargo (05/29/25)
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  • FICC Trade Surveillance Lead Control Management…

    Wells Fargo (New York, NY)
    …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... it here.** At Wells Fargo, we're more than a financial services leader - we're a global...+ Manage key relationships with Business Heads, Desk Heads, Compliance , COO and CIB Control for Rates + Represent… more
    Wells Fargo (06/06/25)
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  • Non- Financial Regulatory Reporting

    Mizuho Corporate Bank (New York, NY)
    …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and...4+ years of work experience preferred at a large financial institution, knowledge of regulatory reporting and… more
    Mizuho Corporate Bank (05/22/25)
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  • Sr. Associate, AML Compliance - Corporate…

    Santander US (New York, NY)
    …Business, or equivalent field. Pref Work Experience: 9+ Years Compliance , Legal, Regulatory , or Financial Services . Req Skills and Abilities: + ... Santander is a global leader and innovator in the financial services industry. We believe that our...corrective action plans and effectively manage change to ensure regulatory compliance . + Provides regulatory more
    Santander US (06/05/25)
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  • Senior Strategy & Planning Consultant for Markets…

    Wells Fargo (New York, NY)
    …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... & Investment Banking delivers a comprehensive suite of capital markets, banking, and financial products and services . A trusted partner to our clients, we… more
    Wells Fargo (05/07/25)
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  • Commercial Real Estate Hospitality & Lodging…

    Wells Fargo (New York, NY)
    …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... and maintaining strong relationships + Perform both sponsorship and loan level financial analysis + Complete in-depth property level analysis and market research +… more
    Wells Fargo (05/29/25)
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  • Audit Manager, Regulatory Compliance

    HSBC (Buffalo, NY)
    …related field + Good understanding of the US regulatory frameworks and regulatory requirements associated with financial services + Excellent spoken and ... versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + Support… more
    HSBC (05/30/25)
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  • Senior Specialty Asset Advisor

    Wells Fargo (New York, NY)
    …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Strategically engage with internal partners to deliver best in class client service + Advise Wealth and Investment Management leaders, key sales professionals,… more
    Wells Fargo (05/22/25)
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  • Corporate Counsel, Sustainability,…

    Amazon (New York, NY)
    …legal team responsible for counseling AWS on a broad range of sustainability, regulatory advocacy, products regulatory compliance , health and safety, ... regulatory or sustainability background to support Amazon Web Services (AWS). AWS provides cutting edge cloud computing ...upcoming regulatory changes; and * Advising on regulatory compliance policies and processes. Amazon offers… more
    Amazon (06/04/25)
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  • Senior Site Reliability Engineer

    Wells Fargo (New York, NY)
    …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... DevOps practices including CI/CD, automation, containerization, orchestration, and cloud service delivery + Develop, configure, and maintain CI/CD pipelines to… more
    Wells Fargo (06/06/25)
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