- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Bank of America (New York, NY)
- …a risk-based coverage plan to monitor theAsset Based Finance and Dealer Financial Services portfolios.Key responsibilities include serving as a subject matter ... matter expert for the Asset Based Finance and Dealer Financial Services portfolios of loans, oversees the...Thinking + Executive Presence + Influence + Collaboration + Regulatory Compliance + Relationship Building + Written… more
- TD Bank (New York, NY)
- …economic information, and key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist ... range of comprehensive analysis and research on individual corporations, industries, financial markets and/or economic developments to support business needs and… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and investment banking, treasury management, as well as ... research and advisory services to clients around the world. #bmocapitalmarkets We are...communication, and interpersonal skills + Strong understanding of relevant regulatory and financial concepts + Advanced deal… more
- US Bank (New York, NY)
- …requirements and measuring performance of DR plans + Cloud Security & Compliance : Understanding cloud-native controls and regulatory frameworks (eg, DORA, SOX) ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...and post-incident reviews to drive continuous improvement + Ensure compliance with regulatory requirements (eg, FFIEC, NIST,… more
- American Express (New York, NY)
- …to travel 5% to 15% **Preferred Qualifications** + Big 4 audit experience or financial services audit experience and an understanding of related products, ... risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics,… more
- City of New York (New York, NY)
- …Scientist Level I will assist in performing field inspections that include regulatory compliance review of Water Maintenance Plans, Operational Records, Chemical ... Scientist Level I will assist in performing field inspections that include regulatory compliance review of Water Maintenance Plans, Operational Records, Chemical… more
- JPMorgan Chase (New York, NY)
- …**Required qualifications, capabilities, and skills** + A minimum of five years of financial services or service sales experience, established high net ... can be found at: http://mortgage.nationwidelicensingsystem.org/SAFE/Pages/default.aspx Chase is a leading financial services firm, helping nearly half of… more
- Highmark Health (Albany, NY)
- …insurance setting + 1 year in professional billing, facility Patient Financial Services , HIM, Internal Audit, Professional/Facility Reimbursement or Provider ... and investigative purposes to comply with internal audit and regulatory requirements. **ESSENTIAL RESPONSIBILITIES** + Performs investigations into potential and… more
- Citigroup (New York, NY)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other ... or equivalent experience **Job Family Group:** Private Client Coverage **Job Family:** Financial Planning Services **Time Type:** Full time **Primary Location:**… more