- Janus Henderson Investors (New York, NY)
- …Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class ... service . We will do this by protecting and growing...between internal teams, vendors, servicers, and custodians. + Ensure compliance with transaction terms through effective management of bailee… more
- American Express (New York, NY)
- …routine contracting and enhance productivity. + Provide strategic legal guidance on regulatory , compliance and commercial risk issues in vendor relationships and ... workflows, playbooks, templates and training programs. + Champion innovation in legal service delivery, including the proactive use of automation and AI to… more
- City of New York (New York, NY)
- …and update existing management systems to support research, data analysis, and regulatory compliance . - Implement corrective actions associated with assessments, ... Job Description **ALL APPLICANTS MUST BE PERMANENT IN THE CIVIL SERVICE TITLE OF ADMINISTRATIVE STAFF ANALYST** The NYC Department of Environmental Protection (DEP)… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... including fairness, transparency, and compliance .Collaborate with legal, risk, and compliance teams to ensure regulatory alignment. + **Innovation & Thought… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... Market Risk stress test processes and scenario generation capabilities * Ensures compliance with regulatory reporting requirements and best practices, including… more
- Stony Brook University (Stony Brook, NY)
- …treatments and tests to not fall through the cracks. + Ensure patient compliance with appointments and test to ensure continued treatment. + Identifies and ... facilitates patients with financial needs to Financial Navigation team. +...on "no show" patients to identify and escalate patient compliance issues. Prepares reports on trends for no shows… more
- Arrow Financial Corporation (Glens Falls, NY)
- …of existing and emerging industry-related laws, regulations, and other applicable regulatory compliance requirements for Bank Secrecy Act, Anti-Money Laundering, ... we are looking for an experienced professional to join Compliance and Risk team as: Bank Secrecy Act (BSA)...required > 2 years of Bank Secrecy Act or financial services -related experience preferred Skills/Knowledge: > Excellent… more
- CDPHP (Latham, NY)
- …proficiency in Word, Excel, and PowerPoint + Understanding of legal and regulatory contract compliance and network adequacy requirements + Strong planning ... of that experience. The Network Optimization Coordinator completes all NYS, federal and regulatory HNS filings, analyzes regulatory changes and the impact on HNS… more