- Citigroup (New York, NY)
- …credit underwriting, portfolio and/ or risk management with a large multinational financial services or Asset Based Lending organization * Demonstrated knowledge ... and/or quarterly financial memo reviews of existing borrowers to track compliance with loan covenants, raising potential concerns and taking necessary actions in… more
- BMO Financial Group (NY)
- …to achieve the desired business results and support corporate, compliance and/or regulatory requirements. Includes guidelines, standards, directives, ... resources and leads the execution of strategic initiatives to deliver on business and financial goals. + Analyzes the impact of projects related to compliance ,… more
- MUFG (New York, NY)
- …with middle and back office teams. + Ensure transactions adhere with the banks compliance , risk and regulatory frameworks. + Execute documentation and booking of ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Arc Allegany-Steuben (Bath, NY)
- …the person's Self-Directed Budget, Life Plan, and Staff Action Plan(s). ESSENTIAL FUNCTIONS Regulatory and Corporate Compliance + Ensure compliance with ... + Assist with ensuring accurate management of person's funds. + Complete financial documentation according to procedure. Person Centered Services + Provide… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services is recruiting for an AVP/VP Internal Auditor role for a global boutique Bank firm located in midtown Manhattan. Our ... of Auditing various business areas such as Accounting, Third Party Risk, Regulatory Compliance , Treasury, and Risk Management. Must have at least one of the… more
- American Express (New York, NY)
- …behaviors at all levels. Minimum Qualifications: + 8 years experience in banking/ financial services industry including experience with HR, People or Workforce ... to provide necessary documentation, addressing inquiries from regulators, and demonstrating compliance with legal and regulatory requirements and supervisory… more
- TD Bank (New York, NY)
- …of global transaction banking processes, **payments, SWIFT messaging, ISO 20022, regulatory compliance ** . Technical and Functional spec, Agile/Scrum, API ... with top tier organizations. We offer innovative solutions and treasury advisory services on large and complex liquidity, payments, and trade finance needs. The… more
- City National Bank (New York, NY)
- …management support required. * Minimum 6 years experience in a banking or financial services environment required. * Minimum 4 years of experience with ... International, etc.) * Thorough understanding of risk management and compliance policies and procedures, as well as regulatory...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about… more
- Mastercard (Harrison, NY)
- …lifecycle, ensuring services meet client expectations, adhere to regional regulatory and compliance requirements, and achieve financial targets. ... best practices. . Experience in strategy consulting for clients in the financial services industry; expertise in the domains of payment transaction processing is… more
- HSBC (New York, NY)
- …banking clients on risks, best practices and required actions pertaining to US financial regulatory actions and Governmental changes. Domestic travel required up ... key stakeholders including Global Banking & Markets, Trade & RF, Treasury Services , Private Banking, and Retail Banking. Contribute to effective utilization of the… more