- Scotiabank (Houston, TX)
- …Compliance activities such as, but not limited to the development of Compliance Policies & Procedures, performing regulatory horizon scanning and impact ... of new and existing policies, procedures and guidelines designed to ensure compliance with regulatory requirements and industry best practices. + Development… more
- City National Bank (Dallas, TX)
- …objective assurance over the design and operating effectiveness of the Bank's compliance risk management practices, Regulatory Compliance , governance ... focus on compliance risk management practices and regulatory compliance * Audit Assurance: Prepare and...10 years of progressive experience within a top tier financial services organization or Big "4" public… more
- Houston Methodist (Houston, TX)
- …compliance with ethical and legal business practices and accreditation/ regulatory /government regulations. **PEOPLE ESSENTIAL FUNCTIONS** + Directs, develops and ... and performs associated actions upon non- compliance (ie, licensure/certification compliance , focal point review requirements, disaster plan, in- services ,… more
- Capital One (Plano, TX)
- …adequate Compliance Risk Management + Enhance Risk Management processes across Financial Services Compliance by providing thought leadership, oversight, ... at least 7 years of experience in Banking or Financial Services Preferred Qualifications: + Juris Doctorate... Preferred Qualifications: + Juris Doctorate Degree + Certified Regulatory Compliance Management (CRCM) or Certified Information… more
- Capital One (Plano, TX)
- …of experience in compliance , legal, or audit + Certified Regulatory Compliance Manager (CRCM),Certified Enterprise Risk Professional (CERP), Anti-Money ... products, and services + Providing effective challenge and guidance on compliance risks and support business line through various interactions and forums +… more
- Houston Methodist (Houston, TX)
- … with ethical and legal business practices and accreditation/ regulatory /government regulations. The manager position responsibilities include managing the ... compliance with ethical and legal business practices and accreditation/ regulatory / government regulations. **PEOPLE ESSENTIAL FUNCTIONS** + Performs management… more
- Navient (Austin, TX)
- …1-2 years of experience conducting compliance testing routines & supporting consumer financial services & products." **Where:** + This role will be based in ... accessible and affordable for everyone.** We empower students with financial support and supercharge their ability to pay down...stick. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk &… more
- SMBC (Austin, TX)
- …of SMBC Group, is being built by a close-knit and fun-loving team of financial services professionals and technology experts who came together for the challenge ... life. **JOB SUMMARY:** This position sits within SMBC MANUBANK's Financial Crimes Compliance (FCC) which is part...to identify, assess, and mitigate fraud risks while maintaining regulatory compliance . This individual must have specialized… more
- Deloitte (Austin, TX)
- …creation. Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with ... and annual financial reporting, fund administrator oversight, statutory and regulatory reporting including policy, production, SOX compliance and support,… more
- USAA (Plano, TX)
- …assurance and advisory engagements across the organization. Maintains knowledge of financial services regulations. Performs risk and control identification and ... **What sets you apart:** + Internal audit experience working in a financial services industry completing planning documentation, executing test work, vetting… more