- Vighter Medical Group (San Antonio, TX)
- …records and documentation to ensure accuracy, completeness, and compliance with regulatory requirements. + Provide financial guidance and support to project ... Financial Analyst - Local, San Antonio, Texas Job...policies, procedures, and controls to mitigate risk and ensure compliance with regulatory standards. + Stay informed… more
- CH Robinson (Austin, TX)
- …meetings with global teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies + Values a diverse and ... role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus on adhering to...US and global trade laws, OFAC sanctions, and regional regulatory requirements + Prepare detailed reports for senior leadership… more
- Amazon (Dallas, TX)
- …high quality seller experience (SX) while also implementing effective controls to ensure regulatory and Amazon internal policy compliance . We are expanding our ... AML compliance framework in alignment with business objectives and regulatory expectations * Collaborate with business leaders to understand emerging … more
- MUFG (Irving, TX)
- …Anti-Money Laundering, Anti-Bribery & Corruption), business functions, Internal Audit, Compliance Testing, and Regulatory Exam Management in furtherance ... 7+ years of risk management experience, specific knowledge in financial crimes or core compliance area is...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- Capital One (Plano, TX)
- …review or audit Preferred Qualifications: + Bachelor's degree + 3+ years of financial services consumer compliance testing, compliance monitoring, ... Automation, Optical Character Recognition, Natural Language processing) + Certified Regulatory Compliance Manager (CRCM) accreditation + Proficiency with… more
- Capital One (Plano, TX)
- Sr. Manager, Compliance The Compliance Senior Manager performs...or military experience + At least 6 years of financial services experience + At least 3 ... trending risks stemming from analysis of complaints. While working within the Compliance Management Program framework, the Compliance Senior Manager is… more
- Capital One (Plano, TX)
- …control review or audit Preferred Qualifications: + Bachelor's degree + 4+ years of financial services consumer compliance monitoring experience OR 4+ years ... lines of business by: + Testing adherence to business regulatory requirements + Testing risk based compliance ...offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.… more
- Raymond James Financial, Inc. (Austin, TX)
- …Experience - 13 months to 3 years **Certifications** GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), RA - Investment Adv Rep - Financial ... required production. * Provides a high level of client service . * Manages the full scope of a client... Authority (FINRA), Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Travel** Less… more
- Raymond James Financial, Inc. (Frisco, TX)
- …- 7 to 12 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - ... required production. * Provides a high level of client service . * Manages the full scope of a client...Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS… more
- MD Anderson Cancer Center (Houston, TX)
- …retreats and managing vendor contracts and staff activities. * Comprehensive Understanding of Regulatory Compliance : Knowledge of regulatory standards and ... administration, and oversees the monitoring of revenue cycle activities and compliance with regulatory standards for institutional shared resources/core… more