- Coinbase (Austin, TX)
- …or senior security leadership experience in high-growth technology companies * Knowledge of regulatory frameworks specific to financial services and digital ... security infrastructure and controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for… more
- PulteGroup (Coppell, TX)
- …and company policies. Employees must act responsibly in their efforts to provide financial services to Pulte customers and to provide support to Pulte's ... doing business as PGP Title in multiple states in order to ensure compliance with applicable legal and regulatory requirements and to determine insurability… more
- Comerica (Dallas, TX)
- …objectives. Maintain a Subject Matter Expert. Working knowledge of the current financial regulatory environment, fiduciary standards and current and proposed ... toward zero tolerance on trading and other errors, and compliance with all firm and regulatory policies...Trust Administration + 10 years of experience within the financial services industry, specifically focused in the… more
- Houston Methodist (Houston, TX)
- …compliance with ethical and legal business practices and accreditation/ regulatory /government regulations. **PEOPLE ESSENTIAL FUNCTIONS** + Directs, develops and ... and performs associated actions upon non- compliance (ie, licensure/certification compliance , focal point review requirements, disaster plan, in- services ,… more
- Lincoln Financial (Austin, TX)
- …of 10+ years' experience as an attorney preferably either at a law firm or financial services company + Experience with the tax treatment of life and annuities ... such as contracts, prospectuses, policies, and proposals - Experience in a financial services /insurance organization is preferred - Demonstrated ability to… more
- USAA (Plano, TX)
- …51 (or 53) may be required. + 8 or more years of related experience in financial services operations to include process improvement and business analysis. + 4 or ... all caps.** **_Find your purpose. Join our mission._** USAA is unlike any other financial services organization. The mission of the association is to facilitate… more
- TIAA (Dallas, TX)
- …company fueled by world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than ever before for our ... completing program requirements, maintaining the program and procedures, and reviewing regulatory requirements to ensure compliance . **Key Responsibilities and… more
- Comerica (Frisco, TX)
- … financial or model risk analysis, particularly as it applies to the financial services industry. Strong project management experience + 5 years of experience ... and internal policy for model risk management and validation. Regulatory Examination and Compliance Assist the Model...the SAFE Act. Comerica Incorporated (NYSE: CMA) is a financial services company headquartered in Dallas, Texas,… more
- Comerica (Houston, TX)
- …precedent are met. The scope of responsibilities includes data accuracy, pre-closing regulatory compliance , credit approval compliance , due diligence ... Experience + 10 years of experience in banking or financial service environment + 10 years of...the SAFE Act. Comerica Incorporated (NYSE: CMA) is a financial services company headquartered in Dallas, Texas,… more
- First Horizon Bank (Dallas, TX)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design ... the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury and enterprise risk functions. +… more