• Regulatory Compliance Oversight Analyst…

    TD Bank (Charlotte, NC)
    …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... approving remediation action plans + Responsible for assessing regulatory risk associated with new products, services and...Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements +… more
    TD Bank (06/07/25)
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  • AVP, ETF Capital Markets Specialist

    Nuveen Investments (Charlotte, NC)
    …and PowerPoint a plus Related Skills Accountability, Capital Markets, Deal Structure, Financial Markets Impact, Financial Risk Management, Financing ... Strategy, Investment Product Liquidity Management, Leverage/Sourcing Strategy, Nuveen Products/ Services Acumen, Opportunity Strategy, Relationship Management, Risk more
    Nuveen Investments (06/05/25)
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  • Sr. Risk Consultant (RCSA-…

    ManpowerGroup (Charlotte, NC)
    …Self-Assessment (RCSA) activities and concepts. + Strong operational, compliance, or audit risk management experience in financial services (commercial or ... (RCSA- Business/Operations)** to join a leading organization in the financial services industry. As part of the...+ Act as a subject matter expert (SME) on risk and control for assigned service models… more
    ManpowerGroup (03/24/25)
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  • Senior Auditor - Market and Counterparty…

    Wells Fargo (Charlotte, NC)
    …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... seeking a Senior Auditor on the Market and Counterparty Risk Audit Team which focuses on market and counterparty...and document work in accordance with Wells Fargo Audit Services policy + Identify and develop compensating controls that… more
    Wells Fargo (06/10/25)
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  • Manager Identity Governance

    Eliassen Group (Raleigh, NC)
    …Identity Governance** **Anywhere** **Type:** Contract **Category:** Security **Industry:** Financial Services **Workplace Type:** Remote **Reference ID:** ... of companies reach further and achieve more with their technology solutions, financial , risk & compliance, and advisory solutions, and clinical solutions.… more
    Eliassen Group (06/07/25)
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  • Charlotte Risk and Compliance Intern

    Robert Half (Charlotte, NC)
    …including but not limited to financial crime and anti-money laundering, risk management, credit services , regulatory compliance and consumer protection, and ... JOB REQUISITION Charlotte Risk and Compliance Intern - 2026 LOCATION CHARLOTTE...public accounting firm and does not issue opinions on financial statements or offer attestation services . JOB… more
    Robert Half (05/11/25)
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  • Senior Business Accountability Specialist…

    Wells Fargo (Charlotte, NC)
    …Wells Fargo is seeking a Senior Business Accountability Specialist in the Front Line Risk Execution Third Party Services team within the Global Payments and ... for the internal GPL customer while identifying, minimizing and managing all third-party risk . These vendors provide services and technologies that both support… more
    Wells Fargo (06/11/25)
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  • Securities Operations Specialist - Security…

    Wells Fargo (Charlotte, NC)
    …processes including client account onboarding, cash payments, customer service , funding operations, custodial operations, securities settlement services ... analysis for initiatives that support business strategies making decisions on matters with financial impact and risk . **Required Qualifications:** + 2+ years of… more
    Wells Fargo (06/05/25)
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  • Sr. Market Pricing Analyst - REMOTE

    Prime Therapeutics (Raleigh, NC)
    …to incorporate important contract language, terms and conditions to ensure maximum protection against financial risk + Act as a financial pricing subject ... to contribute to the development of new or enhanced financial pricing strategies. This position will also lead complex...collaboratively to provide the highest quality of care and service to our members. If you are looking to… more
    Prime Therapeutics (05/22/25)
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  • Audit Manager - Credit Risk

    Truist (Raleigh, NC)
    …ability and expertise in audit and other areas of banking and financial services . 4. Strong understanding of risk management and process concepts. 5. Strong ... the delivery of high- risk , complex and value-added independent and objective risk -based internal audit assurance and advisory services . The Audit Manager… more
    Truist (06/06/25)
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