- TD Bank (New York, NY)
- …Surveillance programs. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise in the surveillance ... , reporting on the state of Surveillance program to the Board, senior management , and regulators, as needed, and effective check and challenge. Reporting to the… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... The ideal candidate will have a functional knowledge of financial services operations, products, and/or compliance, strong...in data extraction, analysis, and/or reporting related to wealth management and trust risk management ,… more
- TD Bank (New York, NY)
- …7, 24, 66 (or equivalent) FINRA Registrations + Comprehensive knowledge of financial management , retirement solutions and investments required + Financial ... Manages assigned resources for optimal efficiency, productivity and client service + Proactively identifies, monitors, and manages risk...banking experience or are just starting your career in financial services , we can help you realize… more
- Capco, a Wipro Company (New York, NY)
- …organizations in the Financial Services sector. We tailor enterprise risk management strategies to address potential cyber threats. Our team excels in ... in cross-functional teams + Experience in Cyber Strategy, Cyber Risk Management , or Cyber Regulatory Response initiatives...a chance to help reshape the competitive landscape in financial services . We launch new banks, transform… more
- Bloomberg (New York, NY)
- Electronic Trading Solutions (ETS) - FX Sell-side Relationship Manager, Bloomberg Financial Solutions Location New York Business Area Sales and Client Service ... Bloomberg's wider suite of products, how they integrate with financial markets and be able to position our solutions...and be responsible for the coverage region including monitoring at- risk users to defend the Bloomberg business + Manage… more
- Neuberger Berman (New York, NY)
- …CPA, CFA preferred + 5 - 10 years internal and/or external audit experience; asset management or financial services related required + Experience in Private ... large institutional investors. This includes separately managed institutional accounts, private wealth management services , 40 Act Mutual Funds, UCITS Funds, and… more
- CIBC (NY)
- …7+ years of business continuity management experience, including understanding of risk management principles + **Knowledge of Capital Markets -** Familiarity ... Business Continuity Management (BCM), Operational Efficiency, Reporting and Analysis, Researching, Risk Management and Mitigation At CIBC, we are in business… more
- M&T Bank (Buffalo, NY)
- …Responsible for the management of a single product line or the services for a market segment to include the design, development, implementation, and marketing. ... programs to sell services /products. + Evaluate new product/ services success; recommend changes in service or...accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . +… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... in-depth audit expertise and responsible for contributing to the planning, risk assessment and execution of audits and related processes enterprise and/or… more
- American Express (New York, NY)
- …thought partnership with the 1st (Enterprise Data Office), 2nd (Enterprise Data Risk Management ), 3rd (Internal Audit) line of defenses, Technology, and ... benefits. **Minimum Qualification** + 7 years of work experience in Banking/ Financial Services . + Bachelor's degree in finance/accounting **Preferred… more