- Amazon (Hawthorne, CA)
- Description Amazon Devices & Services Trust and Privacy (DSTP) is seeking a Senior Technical Program Manager with technical program management skills to join our ... large, cross-functional teams of technical and non-technical stakeholders on a high-priority regulatory compliance program. You must be able to thrive in a… more
- Travelers Insurance Company (Irvine, CA)
- …underwriter, you will have a dynamic role that blends evaluating and analyzing financial and business risk , building relationships, and selling and negotiating ... environment that analyzes complex data related to cyber security, privacy and regulatory compliance, industry and economic exposures and financial performance.… more
- M&T Bank (Costa Mesa, CA)
- …+ Ensure coordination of activities related to monitoring risks and ensuring regulatory compliance for assigned accounts with Legal, Risk , Compliance and/or ... resources as required. + Work with external parties, including attorneys, financial advisors, interested parties and alliance/ service partners, to structure… more
- Wells Fargo (Los Angeles, CA)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... and 80 markets nationwide providing industry expertise, customized solutions, and local service to support the diverse financial needs of customers. Commercial… more
- Wells Fargo (Palo Alto, CA)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... education **Desired Qualifications:** + Brokerage client support experience or financial services industry experience + Administrative support experience… more
- Wells Fargo (Long Beach, CA)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... to some of the United States' leading providers of financial and investment services . Through WIM's businesses,...by creating a culture of innovation, product excellence, client service and risk mitigation. **About this role:**… more
- Wells Fargo (Carlsbad, CA)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...digital banking options + Experience in identifying and managing regulatory compliance and risk + Relevant military… more
- Coinbase (Sacramento, CA)
- …leadership role. * Proven success in managing liquidity, investment portfolios, and financial risk in fast-paced, global, high-growth organizations. * Fluent in ... role in building a world class Treasury capability to manage liquidity, integrate risk management, ensure regulatory compliance and optimize returns. The ideal… more
- City National Bank (Newport Beach, CA)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... personnel towards attainment of branch goals, including sales, client service and proper credit quality and risk ...Regulatory / Compliance - superior understanding of the regulatory environment CNB operates in to manage risk… more
- City National Bank (Los Angeles, CA)
- …in-house legal department of a financial institution or advisory firm, and/or financial services regulatory agency or commensurate experience * Minimum ... WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank and its...and custody within a bank, advisory firm, or other financial services firm. *Additional Qualifications* * Ability… more