- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risks, (which could include any or all of the following: hazard risk ; operational risk ; financial risk ; compliance/ regulatory risk ; or business ... Frameworks and their practical application to wealth management and private client services . + Sophisticated investment concepts and risk mitigation strategies… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … markets and products. **Skill in** + Working understanding of financial services risk and regulatory controls. + Works well individually, and ... 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Travel** Less than 25%… more
- Citigroup (Tampa, FL)
- …Operations business and functions. The successful candidate will have experience in global financial services and risk management. The Operational Risk ... of scorecards/performance management tools in an attempt to mitigate exposure ( risk / financial / regulatory ) + Monitors goals are met through performance, … more
- TD Bank (Fort Lauderdale, FL)
- …and approving remediation action plans + Responsible for assessing regulatory risk associated with new products, services and other initiatives that have ... Guides and complements the assigned portfolio in terms of financial , regulatory and risk management...banking experience or are just starting your career in financial services , we can help you realize… more
- TD Bank (Fort Lauderdale, FL)
- …+ JD and/or CRCM certification + In-depth knowledge of financial services , regulatory and risk industry practices. + Experience developing/maintaining ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...banking experience or are just starting your career in financial services , we can help you realize… more
- TD Bank (Lake Mary, FL)
- …ensuring accurate inputting of data to mitigate risk to TD (eg reputational, financial , regulatory , operational risk ). * Act as a subject matter expert ... processes and requests of medium to high complexity with high- risk / financial impact + Identifies and investigates non-standard...new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and… more
- Citigroup (Tampa, FL)
- …especially those related to loans. + An understanding of financial & regulatory reporting, and/or credit risk management. + Experience in analytics utilizing ... tools and processes, which then culminates with instituting common and optimized financial / regulatory reporting processes. Global Regulatory and Capital… more
- Citigroup (Jacksonville, FL)
- … regulatory and administrative duties in conjunction with the team, including financial , staffing, quality, risk and regulatory matters + Execute ... a trusted partner to our clients by responsibly providing financial services that enable growth and economic...financial concepts + Problem solving attitude + A Risk and Control mindset + Project management capabilities +… more
- AdventHealth (Palm Coast, FL)
- …**The role you'll contribute:** The Market Director of Clinical Improvement & Risk Management / Patient Safety Officer provides leadership, direction and support for ... Market hospitals (Palm Coast and Palm Coast Parkway) responsibility includes Risk Management, Quality, Infection Prevention, Physician Peer Review, Just Culture,… more
- TD Bank (Fort Lauderdale, FL)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** Responsible...action and best practices to improve products, processes or services + Acts as a technical expert / lead… more
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