- PNC (FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Solution Manager II within PNC's Corporate & Institutional Banking (C&IB) Merchant Services organization, you can sit anywhere within the PNC footprint. Candidates… more
- MUFG (Tampa, FL)
- …CRE policies, practices and leverage third parties for successful delivery of CRE Services consistent with agreed-upon service levels and budgets. + Ensure ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Citigroup (Tampa, FL)
- …legal and regulatory compliance standards for electronic communication in financial services ; Investigation and escalation of ECP breach; Reports generation ... and processes for Citi's Electronic Communications Program (ECP) for prevention of regulatory violations and compliance risk management. Support risk … more
- Santander US (Miami, FL)
- …**Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest ... Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …that improve the client experience. + Remains up to date with current industry, risk , regulatory and legal pronouncements that impact the business. + Creates and ... **Job Summary** Experienced leader to design, implement and enhance the service experience for independent registered investment advisors and introducing broker… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …institution / Category IV Financial Holding Company. + In-depth knowledge of regulatory requirements and best practices in risk management. + Stress testing ... all aspects of stress testing. + Prepares appropriate RJF Risk Committee, Executive Committee, and regulatory reports....(BA) with a minimum of fifteen (15) years of financial services experience required. + OR ~… more
- SEI, Inc. Security (Tampa, FL)
- … Financial Management: . Oversee budget and cost control while maintaining service quality. . Monitor financial performance and implement strategies to ... Branch Manager-24/7 Physical Security Services (TAMP3) Tampa, FL, United States of America...and invoices to ensure accuracy and timeliness. Compliance & Risk Management: . Ensure compliance with all regulatory… more
- TD Bank (Valrico, FL)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... assist with their financial needs + Requires knowledge and understanding of financial literacy/a broad range of products, services and tools aligned with… more
- NHS Management, LLC (Daytona Beach, FL)
- …Qualified Social Worker/ Director Wage Level: Exempt-Salaried Department: Social Services Effective Date: 10/01/94 Reports To: Administrator Review Date: 02/23/2022 ... to plan, organize, develop and direct the overall operation of the Social Services Department in accordance with current federal, state and local standards governing… more
- JPMorgan Chase (Tampa, FL)
- Join Chase Merchant Service , a global leader in payment processing and merchant acquiring where innovation meets excellence. As part of our team, you'll be at the ... worldwide. We offer secure payment solutions, improve cash-flow management, mitigate risk , and accelerate funding, helping small and emerging businesses becomes… more