- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Master's degree preferred. Minimum of ten (10) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + Minimum ... + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities...five (5) years management experience within the financial services industry. ~or~ + Any equivalent… more
- PNC (Tampa, FL)
- … risk and internal controls. Researches AML and Sanctions regulatory developments. Assists, as appropriate, in updating or implementing new/enhanced processes ... to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, … more
- Wells Fargo (Boca Raton, FL)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... by directing and managing sales activities to ensure high level of customer service , timely completion, quality, and compliance in Private Mortgage Banking Sales +… more
- HCA Healthcare (Trinity, FL)
- …long-term care coverage, moving assistance, pet insurance and more. + Free counseling services and resources for emotional, physical and financial wellbeing + ... is one of the nation's leading providers of healthcare services , comprising of over 180 hospitals and about 2,000...3% to 9% of pay (based on years of service ) + Employee Stock Purchase Plan with 10% off… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in bank regulatory compliance regarding control disciplines. + Understanding of financial services products and services , especially those associated ... Under general direction, utilizes a thorough understanding of bank regulatory compliance subject matter and audit skills acquired through...B, HMDA, Flood, and Fair Lending, among others. + Financial services products and services ,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and zero (0) to two (2) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any equivalent combination of experience, ... of financial advisor registration. + Rules and regulations of the Financial Industry Regulatory Authority and state securities regulatory agencies.… more
- USAA (Tampa, FL)
- …all caps.** **_Find your purpose. Join our mission._** USAA is unlike any other financial services organization. The mission of the association is to facilitate ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice.… more
- American Express (Sunrise, FL)
- …**Required Qualifications:** + 3 years of experience in audit, monitoring and testing, or risk management in the financial services , banking, or card ... Crimes, marketing offer fulfillment and UDAP/UDAAP requirements, Privacy, Compliance Risk Assessment, general regulatory knowledge, issue management, and … more
- HCA Healthcare (Sun City Center, FL)
- …long-term care coverage, moving assistance, pet insurance and more. + Free counseling services and resources for emotional, physical and financial wellbeing + ... is one of the nation's leading providers of healthcare services , comprising of over 180 hospitals and about 2,000...3% to 9% of pay (based on years of service ) + Employee Stock Purchase Plan with 10% off… more
- Wells Fargo (Fort Lauderdale, FL)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...the fabric of the local community, helping provide the financial service backbone for its residents, employees… more