- TECO Energy (Tampa, FL)
- …science, math, or related field + 5 years related experience in Commercial, Financial , or Business Planning, Regulatory or Engineering. + 3 years experience ... processes, and technology to provide quality and effective customer service and client satisfaction with services +...natural gas) customers and direct knowledge of Florida Public Service Commission regulatory processes. **Who Will be… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Master's degree preferred. Minimum of fifteen (15) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + A ... and procedures. + SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks. + Financial markets, investment products, and electronic trading… more
- Signature Aviation (Orlando, FL)
- …ensures projects are delivered on time, within budget, and in compliance with regulatory and safety standards. This position requires a blend of project management ... with internal and external stakeholders, as well as a proactive approach to risk mitigation. Fuel Facilities Management + Provides clear leadership on fuel facility… more
- TD Bank (Fort Lauderdale, FL)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... or failures can arise. + Leads interaction with governance and control groups, (eg regulatory / operational risk , compliance and audit) to provide subject matter… more
- Bank of America (Destin, FL)
- …business needs. Job expectations include driving responsible growth while minimizing regulatory , financial , operational, and reputational risks. The **Market ... + Hiring, developing, and leading a team of cross-functional professionals to support Financial Advisor teams and deliver outstanding client service + Coaching… more
- Scotiabank (Tampa, FL)
- …treasury processes, simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, ... industry leading treasury management solutions coupled with a best-in-class service model, making it easy for our clients to...are protected at all times by strictly adhering to risk management and compliance programs, internal and regulatory… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...perform analysis based on this research to determine the risk to the organization and take appropriate actions based… more
- Ally (Tallahassee, FL)
- …Are: Ally Financial is a customer-centric, leading digital financial services company with passionate customer service and innovative financial ... field is preferred * 3+ years experience required. 3+ years banking / financial services industry highly preferred * Quantitative model development or model… more
- PNC (Pahokee, FL)
- …Exercises leadership, authority and sound decision making to mitigate sales practice risk . Ensures compliance with regulatory guidelines and adherence to ... with a broad range of eco-system partners. Accountable for risk management and compliance . Builds a high performing...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- PNC (Port Richey, FL)
- …Exercises leadership, authority and sound decision making to mitigate sales practice risk . Ensures compliance with regulatory guidelines and adherence to ... of a broad range of eco-system partners. Accountable for risk management and compliance in a complex business environment....Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more