- Navient (Tallahassee, FL)
- …plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial services & products. **Where:** + This role will be based ... frameworks by contributing to policies, procedures, and training materials aligned with regulatory best practices. + Lead risk assessments and compliance… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...to provide guidance and support to operational, business and regulatory teams and will perform expert level database security… more
- Wells Fargo (Miami, FL)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... by understanding the needs and priorities of clients and financial decision makers, responding quickly, communicating proactively but strategically, managing… more
- Wells Fargo (Boca Raton, FL)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... by understanding the needs and priorities of clients and financial decision makers, responding quickly, communicating proactively but strategically, managing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …holding company headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations, and municipalities through its ... partner to our Financial Advisor teams by providing expertise with financial services related supervision and compliance issues. + Have confidence in… more
- JPMorgan Chase (Apopka, FL)
- …capabilities, and skills** + 1+ year of sales experience in Retail Banking, Financial Services , or other related industries with proven success in establishing ... can be found at: http://mortgage.nationwidelicensingsystem.org/SAFE/Pages/default Chase is a leading financial services firm, helping nearly half of America's… more
- Citigroup (Tampa, FL)
- …standards **Qualifications:** + 6-10 years of relevant industry experience, preferably in financial services + Banking or financial industry experience, ... on all aspects involving the US Retail Bank deposit services throughout their lifecycle. The role requires an attorney...evaluates, and contributes to the appropriate management of legal, regulatory , and reputational risk by collaborating with… more
- Sunrise Senior Living (Coral Gables, FL)
- …supervising, training, team member relations and recognition, communication, family services , resident well-being, quality assurance, and regulatory compliance. ... standards of excellence; we strive to provide care and services to seniors better than anyone. The Executive Director...of the Sunrise team, supporting our Mission, Principles of Service and Core Values is a fundamental part of… more
- ICW Group (Orlando, FL)
- …This role is responsible for driving claims closure initiatives, ensuring regulatory compliance, and optimizing financial outcomes through expert oversight ... regulations. **Operational Excellence** + Ensures reserve accuracy to support appropriate financial forecasting, reinsurance reporting and risk scoring. +… more
- City National Bank (Tallahassee, FL)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... and closing of loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk judgment in recommending… more