- TECO Energy (Tampa, FL)
- …Plays an essential role in helping the organization maintain compliance with regulatory standards, promote risk mitigation, and drive operational efficiencies. ... and external auditors to ensure the effectiveness of internal controls over financial reporting (ICFR). Requires a strong understanding of SOX requirements, business… more
- PNC (Tampa, FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... partners. Applies business insight and pricing tools to optimize pricing, including risk -based strategies for lending. Identifies and shares best practices with team… more
- American Express (Sunrise, FL)
- …PowerPoint, Project). **Preferred Qualifications:** + Experience designing training in compliance, financial services , or risk management. + Familiarity ... help us define the future of American Express. American Express's Global Financial Crimes Surveillance Unit (GFCSU) and the US Investigations Unit (USIU), within… more
- JPMorgan Chase (Tampa, FL)
- …rules like UCP600, ensuring seamless workflow and expediting urgent transactions per Service Level Agreements (SLA). Trade & Working Capital provides clients with ... financing, risk mitigation, and processing of cross-border import and export...and Loan products. Our focus is on providing first-class service to our clients, whether it's a small value… more
- Capco, a Wipro Company (Orlando, FL)
- …solutioning, and leadership across all levels. **About the Job:** In a typical financial services market, customer experience is key. But in today's increasingly ... are at an all-time high, but many Chief Marketing Officers in financial services firms cite operational inefficiency, technology limitations, data access,… more
- MUFG (Tampa, FL)
- …stakeholders to ensure that issues are mitigated and/or remediated within the firm's risk tolerance and service level agreements + Continually research new ... at MUFG to advocate for and support effective vulnerability risk reduction across the portfolio + Support maturation and...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …understanding of Raymond James products and services . + Fundamental concepts of financial markets. + Financial risk management and mitigation strategies ... + Prepares materials and responds to information requests from Risk Management, Internal Audit, and regulators. + Aids in...to support sound financial planning. + Regulatory expectations for Large Financial Institutions (LFI).… more
- MUFG (Tampa, FL)
- …or related experience with specific emphasis on fraud investigations at a financial institution, regulatory agency or law enforcement agency is preferred. ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Aston Carter (Juno Beach, FL)
- …accrual process. + Conduct cost and schedule risk analysis. + Perform financial analyses for management and regulatory bodies. + Conduct variance analysis ... a Project Controls Specialist, you'll play a pivotal role in shaping financial strategies, optimizing capital forecasting, and ensuring regulatory compliance-all… more
- CAI (Miramar, FL)
- …and implement recovery solutions that align with enterprise objectives and regulatory requirements. The role emphasizes operational resilience and continuity of ... services across the enterprise. This position will be a...+ Utilize business continuity management tools such as Fusion Risk Management, Archer, or Castellan to manage documentation, workflows,… more