- MUFG (Tampa, FL)
- …Significant experience managing complex and dynamic Third-Party relationships. + Knowledge of regulatory bodies governing financial services and in providing ... addition to other US regulators (eg, NY Department of Financial Services ), and foreign-based regulators (eg, Japan's...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- JPMorgan Chase (Tampa, FL)
- …risk management, assessment, control evaluations, or a related field, within the financial services industry. + Possess a strong understanding of industry ... business. As a Senior Test Lead within the Global Asset Compliance and Ops Risk Testing Center of Excellence (CoE), you will be responsible for identifying risks,… more
- JPMorgan Chase (Tampa, FL)
- …management, assessment, control evaluations, or a related field, preferably within the financial services industry. Possess a strong understanding of industry ... processes and tools, and committed to the continued advancement of the Firm's Risk and Control framework. The Testing CoE (Center of Excellence) is an essential… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … risk analysis, financial modeling, or data science in a banking or financial services environment. + Proficiency in SQL, Python or SAS for data analysis ... and regulatory compliance + Provide insights on portfolio segmentation, risk concentrations, and stress testing scenarios. ** Risk Policy & Compliance**… more
- First Horizon Bank (Starke, FL)
- …degree required. Graduate degree preferred. + Financial Institution or regulatory experience required (10 + years). Risk Management and/or compliance ... etc)** None required **About Us** First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of risk management (including Operational Risk Management, Enterprise Risk Management, Regulatory Risk Management). + Foundational knowledge of ... across the Operations division, including (but not limited to): audit support, regulatory inquiries & exams, risk & control self-assessments, remediations, … more
- PNC (Jacksonville, FL)
- …Fraud Detection and Prevention, Internal Resource Coordination, Operational Risk , Regulatory Environment - Financial Services , Standard Operating ... join the Enhanced Due Diligence group within PNC's Independent Risk Management organization. You will be based in one...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Degree (BA), preferably in Mathematics, with a minimum of fifteen (15) years of financial services experience required. . OR ~ . Any equivalent combination of ... accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best… more
- Citigroup (Tampa, FL)
- …understanding of how areas collectively integrate within the sub-function of Investor Services Regulatory Reporting domain as well as coordinate and contribute ... Regulatory Reporting related analytics, information management across Investor Services products and reports to senior management. Responsible for communicating… more
- Dairy Farmers of America (Gainesville, FL)
- …consistency + Lead a significant subset of relationships with DFA farmer-owners in risk management services , providing concierge service as needed, engaging ... help dairy farmers, processors and customers understand and utilize risk management tools to achieve financial stability....knowledge of a wide range of DFA products and services , including farm supplies, risk management tools,… more