- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Principal Risk Management Specialist, SG-29 Occupational Category Financial , Accounting, ... 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable,...management of capital markets instruments by banks or other financial institutions. Experience in the audit or regulatory… more
- Mizuho Corporate Bank (New York, NY)
- … risk , commodity risk , and debt obligations). + Knowledge of financial services risk management operations, balance sheet management, liquidity, ... compliance, conduct, financial crime, credit risk , operational and third-party risk , ... financial services industry, including audit, financial , derivatives, risk management, or technology functions.… more
- Raymond James Financial, Inc. (New York, NY)
- …Degree (BA), preferably in Mathematics, with a minimum of fifteen (15) years of financial services experience required. . OR ~ . Any equivalent combination of ... accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best… more
- American Express (New York, NY)
- …across numerous business units and functional areas. The Sr. Analyst, US Consumer Services Risk ID & Assessment: + Assist in additional identification of ... and let's lead the way together. The US Consumer Services Team is responsible for our suite of consumer...every day. The objective of the USCS Control Management Risk ID & Assessment team is to identify risks… more
- City National Bank (New York, NY)
- …third party support services ensuring compliance with bank policy and regulatory compliance * Facilitate service delivery meetings to ensure delivery against ... *VENDOR RISK SPECIALIST II* WHAT IS THE OPPORTUNITY? The...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about… more
- Citigroup (Getzville, NY)
- …experience, with experience in compliance, legal or other control-related function within large financial services , regulatory or consulting firm preferred + ... Serves as a Compliance Risk Analyst for Citibank NA (CBNA) Regulations Independent...in compliance, legal or other control-related function in the financial services firm, regulatory organization,… more
- TD Bank (New York, NY)
- …capital risk management processes with US regulations, understanding that regulatory compliance alone is not sufficient and that capabilities should be ... or group business level, requiring broad managerial and deep specialized knowledge of risk management issues at the enterprise, business, regulatory and industry… more
- Citizens (New York, NY)
- …ad hoc targeted risk and control self-assessment on a product and service inventory. + Regulatory Knowledge: Familiarity and staying updated with relevant ... Financial Industry Experience: Experience in banking or financial services at a nationally chartered institution...new and or revised controls to applicable product and service risk inventories. Experience in establishing … more
- City National Bank (New York, NY)
- …professional qualifications such as CPA, CIA, etc. * Strong business knowledge of financial services * Understanding of Risk Management/Operational Risk ... and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory...equivalent * Minimum 7 years of experience in the financial services industry * Minimum 5 years… more
- MUFG (New York, NY)
- …for negative trends or escalation items + ORM SME reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, ... **Business and Technical Knowledge:** + Broad view of the financial services industry. + Strong knowledge of...testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices +… more