- Highmark Health (Buffalo, NY)
- …of companies. + Establishes and monitoris Key Performance Indicators (KPIs) to ensure risk assessments are completed in accordance with Service Level Agreements, ... contractual obligations. + Manages program to perform on-site third party audits, regulatory reviews, vendor risk reviews,and validates necessary remediations to… more
- Santander US (New York, NY)
- …**Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest ... 1st Line of Defense ("1LOD"), providing appropriate challenge around risk ratings / credit analysis / financial ...for the department. + Setting of appropriate internal credit risk ratings and regulatory risk … more
- KeyBank (Buffalo, NY)
- …, audit, or compliance + Experience in a second line oversight function within financial services (preferred) + Advanced degree (MBA or similar) or relevant ... business units and technology teams to ensure alignment with Key's Data Risk Management Framework, regulatory expectations, and industry best practices. The… more
- Citigroup (Queens, NY)
- …+ Drive robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment and insurance ... America. Wealth delivers a wide range of products and services covering capital markets, managed investments, portfolio management, trust...+ 20+ years of leadership experience in large global financial firms. + Deep global risk assessment… more
- Antech Diagnostics (New York, NY)
- …Global teams in developing, implementing, and maintaining cybersecurity governance and risk management practices, while ensuring new and continuous compliance with ... Mars policies, standards and regulatory requirements. **Key Responsibilities:** + Assist Mars and SDx...Assist in the implementation and adoption of Mars established Risk Management framework for SDx in coordination with Mars… more
- HSBC (New York, NY)
- …to within the Corporate and Institutional Banking (CIB) business. The Markets and Securities Services (MSS), Non- Financial Risk (NFR) team is a function that ... product lists + Administer post execution reviews on recent product/ service deliveries and conduct ongoing product reviews to ensure...members), risk stewards' / control groups (eg Regulatory and Financial Crime Compliance, Legal, Traded… more
- Raymond James Financial, Inc. (New York, NY)
- …(BA), preferably in Mathematics, with a minimum of fifteen (15) years of financial services experience required . Experience in broker-dealer or wealth ... of risk information. . Ensures the business risk management practices comply with regulatory requirements...the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with… more
- American Express (New York, NY)
- …data risk , or enterprise risk reporting, preferably within the financial services industry. + Proven track record in developing and delivering ... management, and risk data aggregation and reporting practices in large financial services firms. + Experienced people leader with exceptional leadership and… more
- American Express (New York, NY)
- …field in financial services . + Foundational understanding of risk assessment principles, regulatory compliance, and internal control frameworks. + Highly ... effective second line independent Compliance oversight.** The Manager, Compliance Risk Assessment Program, supports the development, governance, and operationalization… more
- American Express (New York, NY)
- …the organization. **Required Qualifications:** + Minimum four years of experience in risk management within the banking/ financial services industry including ... 2020-94, FFIEC Handbooks, GLBA, etc.) to meet legal and regulatory obligations. + Help embed a strong risk...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more