- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... Knowledge: Basic understanding of CCAR regulations, global market dynamics, and financial risk management principles + Certifications: Relevant certifications… more
- Citigroup (Queens, NY)
- …the reporting framework. **Qualifications:** + 15+ years of extensive experience within the financial services industry and regulatory reporting. + In-depth ... with other Finance and non-Finance functions throughout Citi, including the Businesses, Risk , Treasury, Capital Controllers, SEC Reporting, Financial Planning &… more
- American Express (New York, NY)
- …years of work experience in Banking/ Financial Services . * Knowledge of financial and regulatory reporting. * Knowledge of regulatory audit or process ... reviews and financial analysis to ensure reporting accuracy of various regulatory reports submitted to the Federal Reserve Bank (FRB) and Office of Comptroller… more
- American Express (New York, NY)
- …one or more lines of defense + Three years of experience in the financial services industry + Experience participating on and delivering positive outcomes for ... applicable regulatory expectations. GRC creates and maintains the overall risk management framework, performs independent risk management assessments, and… more
- City National Bank (New York, NY)
- …and applying IT policies, standards, and regulatory requirements to risk management processes * Demonstrated knowledge of financial regulation and ... *IT RISK & CONTROL ANALYST* *WHAT IS THE OPPORTUNITY?*...you will do* * Analyze IT policies, standards, and regulatory requirements (eg, OCC, FFIEC, NIST, GLBA) to translate… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... risk -related role. Good foundational understanding of derivatives and knowledge of risk management framework (eg Regulatory Capital, VaR and stress-testing… more
- Bloomberg (New York, NY)
- …regulated entities and products, including support for Bloomberg's non-regulated products and services . We work to address regulatory and operational issues, ... complex issues that come with being the world's leading financial news and information company. Our team is made...looking for an experienced person to work with our Risk and Compliance Shared Services team. **What's… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... Qualifications:** + Certification in TOGAF 9 or 10; + Financial experience and capital markets experience. + Proficiency and...+ Leads interaction with governance and control groups, (eg regulatory / operational risk , compliance and audit)… more
- Broadview FCU (Albany, NY)
- …proactive and collaborative approach to risk management. + Work closely with other risk leaders, including financial risk and compliance teams, to ensure ... risk management policies and strategies are consistent with regulatory guidance. Essential Job Functions/Responsibilities: General + Delivers leadership and… more
- Mastercard (Harrison, NY)
- … experience, with 4-6 years professional compliance experience, preferably within the financial services industry, particularly those related to money movement ... and networks combine to deliver a unique set of products and services that help people, businesses and governments realize their greatest potential._ **Title… more