- Bloomberg (New York, NY)
- …regulated entities and products, including support for Bloomberg's non-regulated products and services . We work to address regulatory and operational issues, ... complex issues that come with being the world's leading financial news and information company. Our team is made...looking for an experienced person to work with our Risk and Compliance Shared Services team. **What's… more
- Broadview FCU (Albany, NY)
- …proactive and collaborative approach to risk management. + Work closely with other risk leaders, including financial risk and compliance teams, to ensure ... risk management policies and strategies are consistent with regulatory guidance. Essential Job Functions/Responsibilities: General + Delivers leadership and… more
- Mastercard (Harrison, NY)
- … experience, with 4-6 years professional compliance experience, preferably within the financial services industry, particularly those related to money movement ... and networks combine to deliver a unique set of products and services that help people, businesses and governments realize their greatest potential._ **Title… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... professionals. The VP has a solid understanding of Market Risk fundamentals, financial products and their associated...including, SQL, Python, R, C++ Deep understanding of Market Risk regulatory requirements for Basel 2.5 and… more
- Citigroup (Getzville, NY)
- …is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Individuals in Cross ... will put you at the heart of a global financial institution? Then bring your skills in controls, problem...key role in managing and mitigating operational, compliance and regulatory risks, and executing risk and control… more
- Citigroup (Queens, NY)
- …+ Drive robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment and insurance ... America. Wealth delivers a wide range of products and services covering capital markets, managed investments, portfolio management, trust...+ 20+ years of leadership experience in large global financial firms. + Deep global risk assessment… more
- Santander US (New York, NY)
- …**Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest ... 1st Line of Defense ("1LOD"), providing appropriate challenge around risk ratings / credit analysis / financial ...for the department. + Setting of appropriate internal credit risk ratings and regulatory risk … more
- City National Bank (New York, NY)
- …in investment risk analysis, preferably in an asset management or financial services environment. *Skills and Knowledge* * Master's degree designation ... oversight and analysis capabilities. * Monitor compliance with investment risk policies and procedures, including investment guidelines, regulatory liquidity… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...in achieving industry best practices and in minimizing + regulatory risk . + Coordinate compliance regulatory… more
- American Express (New York, NY)
- …+ 7 years' experience in public accounting, finance and/or internal audit in the Financial Services /Banking industry + BA, BS or equivalent degree + Aptitude for ... mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the… more