- RGP (New York, NY)
- …experience performing Internal Audit, IT Audit, Risk and Controls and/or Regulatory Remediation within Major Financial Services firms (Banking, Capital ... one or more of the following areas within large Financial Services Firms: Internal Audit, SOX &...Audit / Cyber Audit, Financial and Operational Risk Audit, Audit of Banking Products, Regulatory … more
- JPMorgan Chase (New York, NY)
- …degree or equivalent experience required. + 7+ years of financial service experience in controls, audit, quality assurance, risk management, or compliance. ... breaks and resolutions, to reduce financial loss, regulatory exposure, and reputational risk . + Verify key controls outlined in AI/ML Analytics related… more
- PNC (NY)
- …corrective action plans. Reviews and analyzes assessments of AML and Sanctions risk and internal controls, as appropriate. Analyzes regulatory developments, ... to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, … more
- MUFG (New York, NY)
- …that impact the products and services business lines offer. + Manage financial crimes issues and all regulatory deliverables with relevant regulatory ... + With GFCD partners, execute the US and Americas Financial Crimes Risk Assessment and reports, ensuring...as the top BSA/AML officer at a complex, global financial services institution, or the "second-in-command" to… more
- Amalgamated Bank (New York, NY)
- …not apply to, and daily in-person attendance is required for, the contact center, branch service roles, and general services where the work to be performed is ... Responisble Bank! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects of the...of the development, implementation and enhancement of the fraud risk management program. Oversee all aspects of the bank-wide… more
- Mizuho Corporate Bank (New York, NY)
- …uncertainty. Qualifications + 5-7 years of relevant work experience in the financial services industry. + Significant knowledge and experience with statistical ... by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout… more
- Wegmans (Rochester, NY)
- …member of the Internal Audit leadership team, you will conduct strategic risk assessments-operational, financial , and regulatory -with a particular emphasis ... lead the planning, scheduling, and execution of IT security, systems, operational, and financial audits, with a primary focus on IT and its integration with core… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... Director, Financial Institutions Group, NBFI (Insurance) **Requisition ID:** 215727...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and… more
- M&T Bank (Mamaroneck, NY)
- …tool in the appropriate system. + *Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... as an advisor to provide an advice-based approach to financial solutions for an assigned book of business. Actively...interests in mind; offer an array of products and services best suited to meet those needs; sell and… more