- PNC (New York, NY)
- … Instruments, Operational Risk , Predictive Analytics, Pricing Models and Analytics, Regulatory Environment - Financial Services **Work Experience** Roles ... to audits for SOX processes **Job Description** + Provides financial and regulatory reporting and analyses to...of analytical methods/models to assess market, credit and/or operational risk of new and existing financial products.… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... to some of the United States' leading providers of financial and investment services . Through WIM's businesses,...4+ years of team management experience + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7… more
- MUFG (New York, NY)
- …CRE policies, practices and leverage third parties for successful delivery of CRE Services consistent with agreed-upon service levels and budgets. + Ensure ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and investment banking, treasury management, as well as ... identification, assessment, monitoring and reporting of all forms of risk ( financial , non- financial and transverse)...reporting of key risk metrics and key risk indicators (KRMs and KRIs) **Compliance and Regulatory… more
- SMBC (White Plains, NY)
- …of financial data products used in banking, risk management, regulatory reporting, and financial services , covering such products as Bloomberg, ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- M&T Bank (Buffalo, NY)
- …managed. **Education and Experience Preferred:** Bachelor's degree Call center and/or financial services operations experience Excellent verbal and written ... performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with… more
- M&T Bank (Amherst, NY)
- …in planning, testing and implementing new projects, systems, products and regulatory changes impacting assigned Treasury Management Services team(s). + ... to one or more functional areas of Treasury Management Services . **Primary Responsibilities:** + Develop and produce departmental reports... team(s). + Understand and adhere to the Company's risk and regulatory standards, policies and controls… more
- TD Bank (New York, NY)
- …a plus + 6+ years post-undergraduate experience in public accounting and/or financial services + Organized, detail oriented and self-motivated individual with ... of TD Bank Group it has a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In addition, by its nature as a… more
- S&P Global (New York, NY)
- …The CS business is a significant contributor to the overall growth of the Risk & Valuations Services (RVS) Business. CS has senior executive commitment to ... Role:** **Grade Level (for internal use):** 13 **About the** **Role:** Credit Services Sales Manager, Corporates, Americas **The Team:** This is an exciting… more
- TD Bank (New York, NY)
- …activities, operations, products and services , and are operating within risk appetite in compliance with regulatory requirements, Bank policies and ... and assess whether the Business is adhering to internal ( risk management, oversight function and audit) and regulatory...a pool of experts and ensures elevated levels of service even when the effort crosses organizational boundaries. +… more