- Deloitte (New York, NY)
- …the quality of information disclosed to markets and investors to meet regulatory and attestation requirements + Evaluate accounting systems and controls to identify ... methodologies to enhance clients' information technology controls and technology risk management programs + Perform internal audit assurance activities (internal… more
- Citigroup (New York, NY)
- Services provides global solutions that help corporations, financial institutions, public sector and commercial clients optimize operations and drive their ... and process improvements a plus. + Deep understanding of the financial industry, including operations, processes, technologies, and regulatory landscape.… more
- Capital One (New York, NY)
- …military experience + At least 10 years in legal, compliance, risk management or regulatory experience in consumer financial services + At least 7 years ... credible and grounded challenge regarding money laundering and AML regulatory risk and control management, ensuring management...a Risk Manager or Assurance within the financial services or tech industry + Proficiency… more
- American Express (New York, NY)
- …Audit Group (IAG) has reinvented our audit process and is leading the financial services industry with our Audit NextGen, Data-Driven Continuous Auditing, and ... regulatory and industry cybersecurity requirements and frameworks over risk management, technology, and information security + Maintain the...a Big 4 public accounting firm OR within the financial services industry at a category I,… more
- TD Bank (New York, NY)
- …and documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... the front office and other groups globally to mitigate risk and deliver world class service to...processes and requests of medium to high complexity with high- risk / financial impact + Identifies and investigates non-standard… more
- Wells Fargo (Purchase, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... and will direct day to day workflow, escalate both service and risk issues as they arise,...management or leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7,… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... process, risk -based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key controls and… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... Teams and may assist with guidance related to analyses, training, complaints, risk assessments, and other monitoring activities. The ideal candidate will have a… more
- TD Bank (New York, NY)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... issues + Providing tax advice with respect to new financial products and business activities + Drafting file memos...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more