- TD Bank (New York, NY)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... issues + Providing tax advice with respect to new financial products and business activities + Drafting file memos...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more
- City National Bank (New York, NY)
- …lending, compliance, and regulatory reporting. * Minimum 5 years of financial services experience *Additional Qualifications* * Advanced knowledge of banking ... to working with deadlines. * Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus. * Experience communicating… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... of banking, financing, and capital markets as well as financial products and services to clients including...of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- TD Bank (Granville, NY)
- …or equivalent experience + 3+ years relevant experience required (retail, customer service , and/or financial services industries) + Business development ... are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and...banking experience or are just starting your career in financial services , we can help you realize… more
- M&T Bank (Getzville, NY)
- …Operations Development Program activities. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... rules and regulations but at our core we are risk managers. We all share an obligation to identify,...and how they work together to deliver solutions and services to internal and external customers + Manage pipeline… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending...7+ years' experience required + Knowledge of reconciliation between financial statement and regulatory reports + Experience… more
- M&T Bank (Williamsville, NY)
- …and expanding relationships **Education and Experience Preferred:** Minimum of 2 years' banking/ financial services customer service , sales or related ... as voice of the Bank by providing an outstanding service experience for inbound and outbound customer servicing events....ensure timely close. Understand and adhere to the Company's risk and regulatory standards, policies and controls… more
- American Express (New York, NY)
- …experience [across any of first, second or third lines of defense] within the financial Services Industry, at a Category I, II or III banking institution ... mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the… more
- Manulife (New York, NY)
- …Know Your Client onboarding activities and knowledge of relevant rules applicable to financial services firms (AMLTF, PCMLTF, US Title 31, FINTRAC/FINCEN, OSFI, ... + Partner with internal stakeholders (Investor Relations & Client Service Teams, Finance, Compliance, Legal and Risk )...Manulife Financial Corporation is a leading international financial services provider, helping people make their… more
- TD Bank (New York, NY)
- …alignment with risk appetite + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... expert within the company in a customer segment or product/ service line with responsibility for identifying and interpreting trends...banking experience or are just starting your career in financial services , we can help you realize… more
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