- Manulife (New York, NY)
- …Know Your Client onboarding activities and knowledge of relevant rules applicable to financial services firms (AMLTF, PCMLTF, US Title 31, FINTRAC/FINCEN, OSFI, ... + Partner with internal stakeholders (Investor Relations & Client Service Teams, Finance, Compliance, Legal and Risk )...Manulife Financial Corporation is a leading international financial services provider, helping people make their… more
- M&T Bank (Williamsville, NY)
- …and expanding relationships **Education and Experience Preferred:** Minimum of 2 years' banking/ financial services customer service , sales or related ... as voice of the Bank by providing an outstanding service experience for inbound and outbound customer servicing events....ensure timely close. Understand and adhere to the Company's risk and regulatory standards, policies and controls… more
- TD Bank (New York, NY)
- …alignment with risk appetite + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... expert within the company in a customer segment or product/ service line with responsibility for identifying and interpreting trends...banking experience or are just starting your career in financial services , we can help you realize… more
- Citigroup (New York, NY)
- …new client demand and industry trends, enhancing business profitability, and strengthening risk and controls and regulatory compliance. The product manager will ... growth for the Client Financing product within the Prime Services business at Citigroup. The individual will work alongside...risk , etc) in solution design and delivery. + ** Regulatory and industry expertise** - Remain continuously abreast of… more
- SMBC (New York, NY)
- …preferred. - 10+ years of experience in vendor management, procurement, or third-party risk management, preferably within financial services . - Strong ... 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit... Risk , Compliance, and Finance to align vendor services with business needs. - Support audits, regulatory… more
- Aflac (New York, NY)
- …initiatives + CANDIDATE QUALIFICATIONS + 6+ years of relevant work experience in financial services risk management (preferably life insurance), either in ... Aflac Bermuda Reinsurance. + Provide advice and support for risk analysis and reporting, hedging strategies, regulatory ...+ Knowledge of statistics and its application to the financial services industry + Life insurance actuarial… more
- TD Bank (New York, NY)
- …effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team ... to support all TDS businesses globally in adherence to regulatory requirements, managing risk and having effective...and mitigated risks in day-to-day activities, operations, products, and services , and is operating within risk appetite.… more
- Fiserv (New York, NY)
- …**What you will need to have:** + 6+ years of experience in financial services , payment services , or regulatory environments. + Experience in AML and ... brings deep expertise in regulatory and compliance requirements for high- risk verticals such as money service businesses, cryptocurrency, gaming, sports… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... is one of the United States' leading providers of financial and investment services . We offer a...may also be required. + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is… more
- American Express (New York, NY)
- …oversight program for the US Consumer deposits business, as well as provide risk management advisory services to promote safe, scalable innovation across the ... processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM),...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more