- PNC (New York, NY)
- …Analysis, Consulting, Data Gathering and Reporting, Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services , Testing ... frameworks, and compliance with Basel, CCAR, IRRBB and Liquidity Risk regulatory framework. This highly visible role...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Wells Fargo (New York, NY)
- …to analyze data and present insights clearly + Interest in strategy, operations, financial services , and risk management + Demonstrates leadership and ... suite of products + Knowledge and/or experience in the financial services industry + Demonstrated interest and/or...of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- Bank of America (New York, NY)
- …to complete all activities. Decisions made will have significant impact to the firms Regulatory , Financial , Reputational and Operational risk to the Bank. On ... are guided by a common purpose to help make financial lives better through the power of every connection....an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **About the Role:** ** Risk & Valuation Services (RVS) Revenue Team - Americas** **Senior Sales ... Team:** This is an exciting opportunity to join the Risk & Valuation Services (RVS) Revenue organization,... through its data, research, platforms and models, and services clients across Financial Institutions, Corporates and… more
- TD Bank (New York, NY)
- …FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and requirements + Knowledge ... results and growing market share while building upon TD's risk , control and cultural standards. The WMP will be...banking experience or are just starting your career in financial services , we can help you realize… more
- PNC (New York, NY)
- …Real Estate Property Data Analysis, Real Estate Sales Closings and Agreements, Regulatory Environment - Financial Services **Work Experience** Roles ... as risk ratings, by analyzing credit, collateral strength, and financial worthiness of loan/transaction parties. If relevant, performs ongoing credit risk… more
- TD Bank (New York, NY)
- … regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment ... Banking Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite statement and limits. Communicates the Bank's risk … more
- MUFG (New York, NY)
- …processing, scripting, and automation. + Experience in the financial services industry, particularly with market risk concepts (VaR, sensitivities, stress ... about industry trends and best practices in data warehousing, BI, and financial risk management. + Communicate effectively with non-technical stakeholders and… more
- Molina Healthcare (Albany, NY)
- …template responses for CMS audits and data-validation reviews * Ability to quantify financial , regulatory , and member-experience risk from complaint trends ... remediation when gaps surface. 5. Innovation & Enablement - Scout regulatory changes and proven technologies (eg, CTM API integrations, automated acknowledgment… more
- Capital One (New York, NY)
- …Degree or military experience + At least 6 years of experience in regulatory compliance, risk management or anti-money laundering (AML) compliance + At ... a newly created "Know Your Partner" ("KYP") Program focused on Network Participant AML risk . This newly created role is an exciting opportunity to establish and lead… more