- American Express (New York, NY)
- …all applicable regulatory expectations. We create and maintain the overall risk management framework while ensuring legal and regulatory compliance. We are ... of experience in risk management functions. + Knowledge of risk management frameworks, regulatory landscape, and methodologies. **Preferred Qualifications:**… more
- MTA (New York, NY)
- …on how to proceed. + Conduct and guide technical staff performing safety risk assessments, regulatory compliance reviews and ergonomic reviews on equipment and ... system. The position is responsible for overseeing the reduction of risk to customers, employees, and contractors through Hazard Identification, Hazard Assessment,… more
- CIBC (NY)
- …and recommendations to stakeholders + **You can demonstrate experience in** internal/external regulatory risk policies, procedures and controls. + **You give ... a result of the analysis, identify potential business interruption risks, including operational, financial and regulatory and work with the business units to… more
- American Express (New York, NY)
- …& Control Self-Assessment (RCSA) framework. This role is instrumental in fulfilling regulatory commitments and promoting a risk -aware culture across the ... a matrixed organization, including various client-facing businesses, commercial and consumer financial product managers, Global Risk & Compliance, Technology,… more
- Citigroup (New York, NY)
- …Underwriters in making recommendations/credit decisions, including risk ratings and regulatory classifications. * Conduct in-depth analyses of financial data ... risk factors. * Ensure all transactions are follow regulatory and Citi guidelines, policies and procedures. * Remain...Commercial Real Estate underwriting or credit preferably in the financial services industry. + Commercial Mortgage Backed… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- American Express (New York, NY)
- …to travel 5% to 15% **Preferred Qualifications** + Big 4 audit experience or financial services audit experience and an understanding of related products, ... mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the… more
- Scotiabank (New York, NY)
- …treasury processes, simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, ... with effective treasury management solutions coupled with a best-in-class service model, making it easy for clients to do...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- Coinbase (Albany, NY)
- …Deep understanding of the crypto, payments, and/or broader financial services industry, including emerging risks, regulatory landscapes, and innovative ... leadership capacity. A substantial portion of this experience must be within the financial services industry. * Extensive Big-4 public accounting and/or public… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... Investment Banking ("CIB") delivers a comprehensive suite of capital markets, banking, and financial products and services . A trusted partner to our clients, we… more