- Citigroup (Queens, NY)
- …with transparency. Qualifications + 5 -10+ years of relevant experience within financial services industry preferred. + Strong analytical and critical thinking ... of rules and interpretations across different US regulations & reports - Regulatory Capital (eg Risk Weighted Assets, Capital Ratios, Leverage Ratios),… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... also cross-sell the full range of wholesale products and services offered by the Scotiabank Group. Be part of...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the ... that alert review processes align with firm requirements and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance… more
- Guthrie (Corning, NY)
- …Nurse Manager is accountable for the management of patient care, human, fiscal, regulatory compliance and distribution and usage of material resources, as well as ... or potential situations which may place the health care system at risk for corporate compliance. Communicates appropriately to administrator and/or follows defined… more
- Capital One (New York, NY)
- …and one of the nation's top 10 banks, offers a broad spectrum of financial products and services to consumers, small businesses, and commercial clients. Our ... Lead underwriting and portfolio management approvals, ensuring alignment with Capital One's risk appetite and regulatory requirements. + Drive innovation and… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... FX Solutions team helps clients manage exposures to interest rate and FX risk through the structuring of hedging strategies. Our integrated sales team provides best… more
- SMBC (New York, NY)
- …management, with a strong background in data management, technology transformation, or regulatory programs within financial services . + Undergraduate degree ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- American Express (New York, NY)
- …in data governance, data risk , internal controls, or audit in the financial services or highly regulated industry + Experience designing and implementing ... framework and mitigating key data risks within a complex and highly regulated financial services environment. This role will collaborate closely with business… more
- American Express (New York, NY)
- …broader operational risk policies and programs + Experience in financial services industry ORMCM **Qualifications** Salary Range: $80,000.00 to $155,000.00 ... with BU on the design and implementation of controls tailored to specialized risk areas including Financial Crime and Compliance, with input in broader… more
- KeyBank (Amherst, NY)
- …Comprehensive knowledge of the operational, technical, and functional structure of financial services organizations, banking systems, and compliance programs ... obtained through prior roles in wealth management, trust, or fiduciary services risk management, compliance, or testing (eg - second-line-of- defense testing,… more