- Guardian Life (New York, NY)
- …with resources across the US and Guardian India. + Monitor KPIs/OKRs to ensure service level objectives are met or exceeded. ** Risk & Compliance** + Ensure ... IAM controls meet internal audit, SOX, NYDFS, MAR and regulatory requirements. + Collaborate with IT Risk ,...realize their dreams through a range of insurance and financial products and services . Our Purpose, to… more
- Scotiabank (New York, NY)
- …a related administrative role requiring significant multi-tasking - preferably in Financial Services Industry + Experience supporting executive level management ... provides a full range of investment banking, credit and risk management products and services relevant to...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and investment banking, treasury management, as well as ... research and advisory services to clients around the world. #bmocapitalmarkets We are...communication, and interpersonal skills + Strong understanding of relevant regulatory and financial concepts + Advanced deal… more
- MTA (New York, NY)
- …the MTA/TBTA Board, tolling and infrastructure industry partners, and federal and state regulatory entities. In the absence of the COO, COS, EVP, or SVPs, the ... with the agency's mission and strategic priorities. Lead strategic environmental risk analysis to proactively identify and mitigate exposures across all agency… more
- American Express (New York, NY)
- …management, internal controls, audit, or data compliance within the financial services industry + Experience working with data risk principles and ... data controls across business units and governance teams + Monitor industry trends, regulatory expectations, and internal risk appetite to support the continuous… more
- American Express (New York, NY)
- …into future operational risk management practices + Experience in financial services industry ORMCM **Qualifications** Salary Range: $80,000.00 to ... us define the future of American Express. Global Commercial Services (GCS) is the global leader in payment solutions...is to ensure timely identification, response, and resolution of risk events and issues to minimize impact, as well… more
- Huntington National Bank (New York, NY)
- Description Credit Portfolio Risk Analyst Summary: The Credit Portfolio Risk Analyst, Senior (BIN Sponsorship) services , deepens, and retains assigned ... events on the creditworthiness of prospects and clients. Accountable for risk evaluation and associated regulatory compliance requirements. + Provides… more
- Coinbase (Albany, NY)
- …or senior security leadership experience in high-growth technology companies * Knowledge of regulatory frameworks specific to financial services and digital ... tools, automation platforms, and infrastructure-as-code implementations * Background in financial services , fintech, or cryptocurrency/blockchain security *… more
- PNC (New York, NY)
- …Data Gathering and Reporting, Effective Communications, Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services , Testing ... manager's discretion. PNC is one of the largest diversified financial services institutions in the United States....Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Raymond James Financial, Inc. (New York, NY)
- …Master's degree preferred. Minimum of fifteen (15) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + A ... and procedures. + SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks. + Financial markets, investment products, and electronic trading… more