- Coinbase (Albany, NY)
- …or senior security leadership experience in high-growth technology companies * Knowledge of regulatory frameworks specific to financial services and digital ... tools, automation platforms, and infrastructure-as-code implementations * Background in financial services , fintech, or cryptocurrency/blockchain security *… more
- TD Bank (New York, NY)
- … financial crimes management, risk management, or compliance within the financial services or related industry + Proven experience in managing and leading ... teams in a regulatory and risk -focused environment + In-depth knowledge...banking experience or are just starting your career in financial services , we can help you realize… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... primary point of contact, ensuring client satisfaction, portfolio performance, and risk mitigation while identifying opportunities for cross-selling financial … more
- Raymond James Financial, Inc. (New York, NY)
- …Master's degree preferred. Minimum of fifteen (15) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + A ... and procedures. + SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks. + Financial markets, investment products, and electronic trading… more
- M&T Bank (Buffalo, NY)
- …and capital budgets and employee appraisals. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... expertise in Oracle cloud General Ledger (GL) and Accounting Hub Cloud Service (AHCS), and secondary experience in Oracle Cloud Financials and related sub-ledgers.… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... Finance to ensure alignment across job families, entitlements, and financial & regulatory reporting. **Depth & Scope:**...financial products and markets, investment strategies, and banking services across segments + Must be able to delegate… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Executive Deputy Superintendent for Insurance, NS Occupational Category Administrative or General ... Code 10004 Duties Description The New York Department of Financial Services (DFS) seeks to build an...Executive Team. The Executive Deputy is responsible for all regulatory and supervisory issues, as well as enforcement matters,… more
- American Express (New York, NY)
- …for the BU + Establish processes to ensure and monitor the integration of regulatory changes & updates into the Operational Risk framework and training materials ... an impact in this role?** American Express US Consumer Services (USCS) is responsible for our suite of consumer...Governance and Change team is to establish the Operational Risk and Controls strategy for USCS, set up a… more
- New York State Civil Service (New York, NY)
- NY HELP Yes Agency Financial Services , Department of Title Chief Casualty Actuary 3, M-5 Occupational Category Financial , Accounting, Auditing Salary Grade ... State NY Zip Code 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in the development, design, and ... and is implementing new enhancements to existing programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk… more