- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... Finance to ensure alignment across job families, entitlements, and financial & regulatory reporting. **Depth & Scope:**...financial products and markets, investment strategies, and banking services across segments + Must be able to delegate… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Executive Deputy Superintendent for Insurance, NS Occupational Category Administrative or General ... Code 10004 Duties Description The New York Department of Financial Services (DFS) seeks to build an...Executive Team. The Executive Deputy is responsible for all regulatory and supervisory issues, as well as enforcement matters,… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and investment banking, treasury management, as well as ... across a full spectrum of integrated capabilities to deliver leading market insight, risk management, and execution services with a focus on equity derivatives… more
- New York State Civil Service (New York, NY)
- NY HELP Yes Agency Financial Services , Department of Title Chief Casualty Actuary 3, M-5 Occupational Category Financial , Accounting, Auditing Salary Grade ... State NY Zip Code 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in the development, design, and ... and is implementing new enhancements to existing programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk… more
- M&T Bank (Buffalo, NY)
- …certifications (CIA, CPA, CISA, CISSP, cloud certification, or similar) + Financial services industry experience + Strong experience in infrastructure ... Division priorities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls...auditing (preferably in the banking/ financial services sector) + Working knowledge and… more
- TD Bank (New York, NY)
- …the accuracy, completeness, and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have ... in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial … more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... + Manage the annual preparation and issuance of the financial statements + Monitor and advise on fund tax...including the review of various tax filings + Manage service providers and problem resolution including administrator s ,… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model for demonstrating… more
- TD Bank (New York, NY)
- …lines, corporate, and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management and ... range of comprehensive analysis and research on individual corporations, industries, financial markets and/or economic developments to support business needs and… more