- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works independently as the ... of the organization - identify and manage risks, and escalate non-standard, high- risk activities as necessary * Conduct reporting and / or meaningful analysis… more
- TD Bank (New York, NY)
- …subject matter expertise and is responsible for contributing to the planning, risk assessment and/or execution of audits and/or related processes. The Audit Manager ... of audit standards, procedures, laws, rules and regulations + Knowledge of risk management environment, standards and regulations + Knowledge of current and emerging… more
- Ally (Albany, NY)
- …Are: Ally Financial is a customer-centric, leading digital financial services company with passionate customer service and innovative financial ... field is preferred * 3+ years experience required. 3+ years banking / financial services industry highly preferred * Quantitative model development or model… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... and senior management based on the solid knowledges around financial analysis and US regulatory requirements. +...to credit policies and approval authorities. + Analyze client's financial performance, and continuously monitor risk events… more
- M&T Bank (Binghamton, NY)
- …projects, and data clean-up efforts. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... direction of the Commercial Operations Manager and delivers superior customer service to internal and external customers. **Primary Responsibilities:** + Develops… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... policies and procedures development, the provision of compliance training, compliance risk assessments, responding to regulatory inquiries, etc. + Strong… more
- Scotiabank (New York, NY)
- …streamline, and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, ... with effective treasury management solutions coupled with a best-in-class service model, making it easy for clients to do...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- TEKsystems (New York, NY)
- …in broker-dealer and banking compliance, with a strong focus on regulatory risk assessments and institutional financial services . - Regs Focused on: ... and regulatory reporting. - Align compliance efforts with enterprise risk management standards and ensure integration across business lines. - Collaborate with… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... industry leaders who provide independent, objective assurance and consulting services designed to add value and recommend improvement to...Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... Investment Banking coverage team. Our Industrials team advises on complex financial transactions, including mergers and acquisitions, equity and debt financings,… more