- Janus Henderson Investors (New York, NY)
- …Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class ... service . We will do this by protecting and growing...with CLO manager due diligence, write-ups, surveillance, monitoring and risk assessment + Assist in the surveillance of the… more
- City National Bank (New York, NY)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... documents and closes loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk judgment in approving… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... seeking a Senior Credit Product Portfolio Specialist to support the Commercial Services portfolio team on customer credit related inquiries within Supply Chain… more
- SMBC (New York, NY)
- …collaboration. + Prior risk managment within a complex regulatory and financial environment. **Additional Requirements** SMBC's employees participate ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- Citigroup (New York, NY)
- …operating model initiatives spanning multiple years in a fast paced, large global financial services firm, ideally in an operations organization + Energetic, ... day-to-day operational activity, and maintaining a strong focus on risk & control and client service . Both...risk . + Evaluate then evolve existing Control environment, Regulatory filing & Monitoring Capabilities + Active engagement and… more
- Lumen (Albany, NY)
- …**The Role** The Lead Information Security Architect with a focus on Governance, Risk and Compliance within the Global Security Services organization is ... security, compliance, usability, and business requirements + Strong knowledge of regulatory frameworks, standards, and risk management methodologies + Experience… more
- Scotiabank (New York, NY)
- …streamline, and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, ... with effective treasury management solutions coupled with a best-in-class service model, making it easy for clients to do...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Mizuho Corporate Bank (New York, NY)
- …you're ready to lead change at scale and shape the future of compliance in financial services , we want to hear from you. Key Responsibilities- Lead modernization ... with data platforms: DataBricks and Snowflake preferred- Deep understanding of financial services compliance requirements (AML, sanctions screening, KYC)- Strong… more
- JPMorgan Chase (New York, NY)
- …project and program management that spans business and partner teams within the financial services industry. + Strong communication skills, both oral and ... to Legal, Risk , and Compliance. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers,… more