- Navient (Albany, NY)
- …plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial services & products. **Where:** + This role will be based ... frameworks by contributing to policies, procedures, and training materials aligned with regulatory best practices. + Lead risk assessments and compliance… more
- Wells Fargo (Buffalo, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... participate in the development and implementation of sales and service goals to ensure that organizational and customer goals...experience with CRM tools such as Salesforce + Dealer services or auto finance risk experience **Job… more
- JPMorgan Chase (New York, NY)
- …capabilities, and skills** + Previous exposure to the blockchain technology or financial services industry + Experience in investment banking + Knowledge ... contribute significantly to your team's success and test the regulatory requirements for our products. You work across the...ongoing strategy, in addition to leading ad hoc strategic financial analysis for senior management. This role is ideal… more
- American Express (New York, NY)
- …together, you will help us define the future of American Express. Global Commercial Services (GCS) is the global leader in payment solutions for Small, Medium (SME) ... Events & Remediation team is to ensure timely identification, response, and resolution of risk events and issues to minimize impact, as well as to prevent recurrence… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... by understanding the needs and priorities of clients and financial decision makers, responding quickly, communicating proactively but strategically, managing… more
- JPMorgan Chase (New York, NY)
- …capabilities, and skills** + 1+ year of sales experience in Retail Banking, Financial Services , or other related industries with proven success in establishing ... can be found at: http://mortgage.nationwidelicensingsystem.org/SAFE/Pages/default Chase is a leading financial services firm, helping nearly half of America's… more
- TD Bank (New York, NY)
- …to the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best ... **Responsibilities:** + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify regulatory … more
- Raymond James Financial, Inc. (New York, NY)
- …and a minimum of eight (8) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any equivalent combination of experience, ... compliance. + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory… more
- JPMorgan Chase (New York, NY)
- …at the forefront of guiding our Financial Advisors, ensuring adherence to regulatory obligations and managing operational risk . This role offers a unique ... territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk . You...and compliance in all activities. Chase is a leading financial services firm, helping nearly half of… more
- AON (NY)
- …suppliers in the market, optimizing program performance, guest experience, and financial dynamics. + Align carrier partnerships with long-term business strategy, ... and portfolio discussions. + Develop and refine underwriting guidelines to balance risk , customer value, and profitability. + Leverage data to analyze claims trends… more