• Merrill Market Supervision Manager

    Bank of America (Buffalo, NY)
    …profitability by influencing Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' ... activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + Coach advisors in supporting the… more
    Bank of America (05/31/25)
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  • Senior AML Financial Crimes Risk

    TD Bank (New York, NY)
    …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... cross-functional/enterprise initiatives as a subject matter expert helping to identify risk /provide guidance for complex situations + Monitors service ,… more
    TD Bank (06/03/25)
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  • Operational Risk Business Oversight Program…

    City National Bank (New York, NY)
    … management, operational risk management, compliance, or audit functions in the financial services industry * Minimum 7 years of related business or product ... and strong control environment * Stay current on operational risk regulatory rules and changes within the...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about… more
    City National Bank (04/23/25)
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  • Asset & Liability Managing Director (IC)…

    PNC (New York, NY)
    …Effective Communications, Financial Forecasting and Modeling, Market Risk , Regulatory Environment - Financial Services **Work Experience** Roles at ... works closely with executive management, line of business, finance, risk management, internal audit, legal, and regulatory ...towards completion) a plus * Operating knowledge of bank financial statements and/or credit risk preferred *… more
    PNC (05/23/25)
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  • VP Market Risk Quantitative Analyst

    Santander US (New York, NY)
    …experience in trading market risk model development and/or validation within the financial services industry is highly desired. + Experience with pricing and ... Santander is a global leader and innovator in the financial services industry. We believe that our...calculus modeling, along with a deep understanding of market risk measures and regulatory requirements. This role… more
    Santander US (04/29/25)
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  • Assistant Deputy Superintendent for Entity…

    New York State Civil Service (Albany, NY)
    …least 5 years of experience in financial services or regulatory environments.* Proven experience developing and maintaining risk metrics, KPIs, and ... within financial services , banking, or regulatory institutions.* Strong background in risk modeling...that apply may not be scheduled for an interview.Public Service Loan ForgivenessEmployment with New York State qualifies an… more
    New York State Civil Service (04/11/25)
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  • Data Management & Regulatory Reporting…

    Mizuho Corporate Bank (New York, NY)
    …holistic basis is critical to Mizuho's success in the Americas and in meeting evolving regulatory expectations. The Non- Financial Risk (NFR) Team has built a ... role is a key partner in strengthening both our data management capabilities and regulatory risk reporting oversight. In this integrated role, you will provide… more
    Mizuho Corporate Bank (03/19/25)
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  • Director- Regulatory Compliance

    American Express (New York, NY)
    …taxonomy framework. The ideal candidate will possess expertise in navigating the complex regulatory environment affecting financial services and will be ... AXP products, services , legal entities, and corporate services , ensuring that all regulatory requirements are...into clear, concise bundles with appropriate categorization. + Oversee risk assessment processes to ensure that regulatory more
    American Express (06/05/25)
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  • Compliance Manager - Regulatory Compliance…

    TD Bank (New York, NY)
    …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
    TD Bank (06/04/25)
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  • Sr. Risk Manager, DA Lifecycle Experience…

    Amazon (New York, NY)
    Description This role will support WW Delivery Service Partner (DSP) compliance with credential sharing standards. The mission of the DA Lifecycle Experience and ... Services team is to elevate the last-mile delivery experience...sustainable success. Our team is looking for a senior risk manager to own launching products and programs that… more
    Amazon (04/11/25)
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