- Raymond James Financial, Inc. (New York, NY)
- …and driving proactive risk -based initiatives to protect the firm from legal, regulatory , and reputational risk . This role sits at the intersection of ... sanctions regulations (eg, OFAC, EU, UN, UK sanctions) + Familiarity with financial products and services across banking, securities, and payment industries… more
- Bank of America (New York, NY)
- …performance, financial condition, and covenant compliance to ensure timely risk rating adjustments and proactive issue identification. * Prepare credit approval ... * Ensure compliance with internal credit policies and applicable regulatory requirements. * Collaborate with LOB partners, legal teams,...Solving + Risk Management + Credit and Risk Assessment + Decision Making + Financial … more
- JPMorgan Chase (New York, NY)
- …Qualifications, Capabilities, and Skills:** + 7 years of professional experience in the financial services industry with a background in controls, audit, quality ... globe, including Equities, Rates, FIF, CEM, FX, Credit, SPG, Commodities, CPG/Counterparty Credit Risk , and Market Risk . As a Business Control Manager (BCM) Vice… more
- Deloitte (Rochester, NY)
- AML Project Delivery Specialist -Project Delivery Specialist - Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who ... deficits in quality, and driving operational outcomes The Team Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted… more
- Deloitte (Rochester, NY)
- AML Project Delivery Senior Analyst- Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who wants to work in a ... additional attention and consideration from engagement management. The Team Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate… more
- City National Bank (New York, NY)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... Mortgage Analyst/ QC Lead plays a critical role in ensuring compliance, risk mitigation, and operational efficiency across the Mortgage Division. This role is… more
- CIBC (New York, NY)
- …World Markets Corp. as well as adherence to internal policies and standards (" regulatory obligations") + Develop, perform and document risk -based test objectives ... **Weekly Hours** 40 **Skills** Compliance Reporting, Compliance Testing, Decision Making, Regulatory Compliance, Risk Assessments, Strategic Advice At CIBC, we… more
- American Express (New York, NY)
- …routine contracting and enhance productivity. + Provide strategic legal guidance on regulatory , compliance and commercial risk issues in vendor relationships and ... workflows, playbooks, templates and training programs. + Champion innovation in legal service delivery, including the proactive use of automation and AI to… more
- Citigroup (New York, NY)
- …will be achieved through a strong partnership with Banking, Capital Markets and Risk Management. LFU Underwriters will be actively involved in Citi's credit approval ... a comprehensive understanding of the wide range of complex financial issues facing our clients and can provide VPs...Combined with an appreciation of the broad set of services offered by Citi, this understanding allows us to… more
- Mastercard (Harrison, NY)
- …product development, regulatory compliance, and team leadership in the financial services or technology sectors. The key responsibilities for the ... * 10+ years of legal work experience, including significant in-house experience in financial services or technology. * People management experience and skilled… more