- TD Bank (New York, NY)
- …requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Compliance Monitoring & Compliance Oversight** + Assist ... + Knowledge of global financial institutions' operational, financial , sales and trading, and regulatory reporting...leadership and communication (oral and written) skills. + Client service skills - ability to demonstrate sound judgment and… more
- City National Bank (New York, NY)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... a variety of product solutions to client needs. Provides responsive, quality service . Manages overall relationship profitability and portfolio risk and is… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... culture of compliance. + Partner with business heads and risk functions to enhance awareness of culture trends and... management, human resources or project management within the financial services industry, with significant experience in… more
- M&T Bank (New York, NY)
- …and maintain loan portfolio credit quality. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... and as dictated by the specific loan portfolio to ensure adherence to all risk and compliance policies and support the client experience throughout the lifecycle of… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... Markets is responsible for mortgage product development, pricing, OTS pipeline risk management, mortgage hedging strategies, whole loan trading program, trade… more
- Grant Thornton (New York, NY)
- …and complete projects related to process improvements, vendor audits, risk and control assessments, investigations, litigation support, and project monitoring ... initiatives within the Forensics Advisory Services Practice - all with the resources, environment, and...From day one, you'll be empowered by the greater Risk team to help clients make the moves that… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... systems are monitored to increase operational efficiency and managed to mitigate risk + Lead, design, develop, test and implement applications and system components,… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... provide information to bank management, and data whose deficiency can cause financial loss/severe impact to the customer. Mizuho's data operating model comprises of… more
- Ellis Medicine (Niskayuna, NY)
- …is responsible to uphold compliance with Ellis Medicine's policies/procedures, service excellence standards and regulatory requirements. Requirements: Currently ... to understand, before seeking to be understood. + Collaboration: Deliver outstanding service ensuring that safety comes first. + Compassion: Serve every person with… more
- MUFG (New York, NY)
- …gained while in law school or in-house at a public corporation, law firm, or financial services regulatory agency ideally providing legal support for data ... related to compliance with privacy laws and regulations applicable to the financial services industry, including federal, state, and international privacy laws… more