- Arrow Financial Corporation (Glens Falls, NY)
- … and streamline processes. > Prepare, review, and maintain supporting documentation for regulatory and financial reports; prepare financial statements, board ... The Arrow Financial Corporation Family of Companies is seeking dynamic,...related aspects, Securities and Exchange Commission (SEC) filing requirements, regulatory (call report, FRY 9, etc.) reporting. Determine and… more
- American Express (New York, NY)
- …prior responsibility for internal and external oversight team engagement, such as risk , compliance, and/or regulatory . + Strategic problem solver with strong ... to accelerate the ongoing digital transformation of American Express products and services , enhance the overall customer experience, strengthen our data strategy and… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... business.Corporate & Institutional Banking (C&IB) offers strategic insight and financial solutions for businesses, organizations, municipalities, and nonprofits throughout… more
- Neuberger Berman (New York, NY)
- …+ 5 - 10 years internal and/or external audit experience; asset management or financial services related required + Experience in Private Wealth is strongly ... Neuberger Berman delivers comprehensive investment management products and services to a broad base of clients, from...a spectrum of traditional and alternative asset classes and risk /return profiles. As an Internal Auditor, you will play… more
- JPMorgan Chase (New York, NY)
- …web, API, and mobile (Android & iOS) applications + Knowledge of US financial services sector cybersecurity or resiliency organization practices, operations ... and vulnerabilities in people, processes, and technology. Design and deploy risk -driven tests and simulations and inform analysis to clearly outline root-causes.… more
- NASCO (Albany, NY)
- …strategy, platforms and patterns, AI/ML governance, and US healthcare payer regulatory compliance (eg, HIPAA, HITRUST, CMS). This person leads Data Architects, ... deliver data-driven SaaS solutions that enhance healthcare payer operations, risk management, and member engagement. **Responsibilities** Governance + Manages… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... and business analysis, with a strong focus on payments initiatives; experience in the financial services industry is highly desirable. + 2+ years of Cloud-native… more
- M&T Bank (Buffalo, NY)
- …a highly regulated industry environment. + Understanding of financial services regulations, compliance requirements, and risk management practices. \#LI-JB3 ... activities of one or multiple cybersecurity teams. Responsible for financial and human capital planning to ensure short- and...and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls… more
- Citigroup (New York, NY)
- …Head of Securities Based Lending** Citi Wealth is a leading provider of financial solutions for affluent, high net worth and ultra-high net worth clients around ... the world. Our Private Bankers, Financial Advisors and Lending Advisors act as trusted advisors... management strategies that today's wealth requires. Our comprehensive services are tailored to individuals and families, including entrepreneurs… more
- Citigroup (Getzville, NY)
- …mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn ... and modification of Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data Risk ...data controls framework performance and issue management process, and regulatory and audit response and action tracking. This role… more