- Bank of America (New York, NY)
- …Acts or Practices (UDAAP) related legal issues of primarily consumer related products, services , and regulatory matters that could impact the Retail, Preferred, ... legal issues and implications on consumer banking and wealth management products, services , and regulatory matters + Communicates clear, concise, actionable, and… more
- Guardian Life (Albany, NY)
- …on other department projects and initiatives. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations ... our 29 million customers realize their dreams through a range of insurance and financial products and services . Our Purpose, to inspire well-being, guides our… more
- Citigroup (New York, NY)
- …disciplinary actions, etc. **Qualifications:** + 10+ years of relevant experience in financial services + Strategically minded with track record of execution ... the COO and CIO leadership teams. Citi Wealth is a leading provider of financial solutions for affluent, high net worth and ultra-high net worth clients around the… more
- JPMorgan Chase (New York, NY)
- … + Proficiency in MS Excel including advanced functions. Chase is a leading financial services firm, helping nearly half of America's households and small ... risk and controls, ensuring compliance with organization policies and regulatory requirements, and continuously monitoring and improving risk management… more
- JPMorgan Chase (Pittsford, NY)
- Join JPMorgan Chase & Co., a global leader in financial services with assets of $2.6 trillion, and be part of a team that makes a real difference every day. As a ... hedge funds, and more. With a commitment to customer service , you'll help shape the future for our clients...and growth of team members. Chase is a leading financial services firm, helping nearly half of… more
- Principal Financial Group (New York, NY)
- …while ensuring measurable and recognized results. Operating at the intersection of financial services and technology, Principal builds financial tools ... a personal and professional level. Together, we're imagining a more purpose-led future for financial services - and that starts with you. Our success depends on… more
- KeyBank (NY)
- …engineering). + Minimum 3 years of applied statistical and analytics experience in financial services or similar work related to graduate school experience; at ... a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of defense CRM function,… more
- Citigroup (Getzville, NY)
- …transparency.** **Qualifications:** **10 plus years of experience working for a financial services organization** **Experience with effectively analyzing Actual ... and Assessment, Transfer Pricing. **Other Relevant Skills** Assessment, Credible Challenge, Regulatory Compliance, Risk Management. _Citi is an equal opportunity… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... on how to integrate analytics into decisions + Provides recommendations on financial /monetization goals to deliver on (eg quantify functional value, cost savings and… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... Product Manager to join the **Loyalty Solutions** team within **Card and Merchant Services ** . This role focuses on rewards earning and advancing product management… more