- American Express (New York, NY)
- … risk management, governance, compliance, regulatory , or audit within a financial services context. + Ability to build strong relationships with diverse ... income. AENB HQ drives the administration of programs and services provided by AENB. It also plays an enterprise...a key connection point with the second line Global Risk & Compliance (GRC) teams. **How will you make… more
- JPMorgan Chase (New York, NY)
- …**Preferred Qualifications, capabilities and skills** + Experience in the financial services industry, particularly within investment banking operations. ... utilizing artificial intelligence and machine learning technologies to augment our services and stimulate business expansion. Your role will involve researching,… more
- US Bank (New York, NY)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... Associate (PMA). The PMA's responsibilities include identifying and mitigating risk , managing the overall customer relationship, and underwriting and executing… more
- JPMorgan Chase (New York, NY)
- …**Required qualifications, capabilities and skills:** + 4 years of experience in financial services industry + Analytic and investigative mindset; dedication to ... errors. **Job responsibilities:** + Collaborate with business partners, Legal, Compliance, Risk and other partners to perform ongoing assessment, monitoring and… more
- Raymond James Financial, Inc. (New York, NY)
- …master's degree preferred. Minimum of ten (10) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + Minimum ... including record retention methods and technologies + Laws and regulations governing financial services firms, with an emphasis on record retention requirements… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... pledged to secure our loan. Independently determines what constitutes an emerging risk trend based on knowledge of the portfolio, industry and general macroeconomic… more
- New York State Civil Service (Albany, NY)
- …plan for commercial gaming operations.Identifies audit priorities based on risk assessment, regulatory requirements, and Division objectives.Coordinates and ... No Agency State Police, Division of Title Auditor 3 Occupational Category Financial , Accounting, Auditing Salary Grade 27 Bargaining Unit PS&T - Professional,… more
- S&P Global (New York, NY)
- …Credit Risk Pricing, China Credit Analytics, ProSpread, and Analytical Services delivered through desktop, Excel, and Enterprise channels - Web Services ... market participants to assess, manage, monetize, and monitor credit and vendor risk . The Product Lines include the RiskGauge Desktop, Climate Credit Analytics,… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... relevant experience from a business administration, statistical, mathematical, scientific or financial background + Advanced knowledge of various data sources, tools… more
- City National Bank (New York, NY)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... documents and closes loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk judgement in approving… more